Securities Compliance Seminar 2021 | Financial Market Association (FMA) | 29 April 2021 | Virtual
Venue
Virtual
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| Event Date | Thu Apr 29 EDT - Fri Apr 30 EDT (over 3 years ago) |
| Location | Virtual |
| Region | All |
Details
This seminar focuses on current compliance topics, new rules or interpretations and regulatory initiatives for financial institutions and their affiliated broker dealers. Panel discussions are led by key market participants, and program discussions and workshops are structured for peer-to-peer learning. Open discussion is encouraged to develop solutions to key industry challenges and regulatory “hot button” priorities.