SIFMA C&L Annual Conference 2022 | SIFMA | 20 March 2022 | Grande Lakes, 4040 Central Florida Pkwy, Orlando, FL 32837, USA

This program is designed by a dedicated and passionate group of executives that volunteer for our Executive and Planning Committees. Past participants have had a front-row seat to hear Madeline Albright discuss negotiating tactics and diplomacy, SEC Chair Jay Clayton outline priorities for the Commission, FINRA President and CEO Robert Cook delve into examinations and many more - plus access to Lunch & Learns, networking sessions, an interactive Exhibit Hall, Diversity, Equity & Inclusion events, and more.

Our Planning Committee is currently mapping out more than 50 in-depth breakout session on the industry’s hottest topics in six tracks:
• Banking
• Ethics & DEI
• Capital Markets
• Litigation, Enforcement & Legal
• Compliance & Technology
• Retail, Private Client & Arbitration

Why Attend:
Attendees say the top reasons they attend the C&L Annual Seminar are access to insightful conversations with financial services leaders and regulators, valuable professional development opportunities, meaningful networking, and timely and topical discussions from the industry’s foremost solution providers.

Reconnect
• Engage in candid conversations with peers and colleagues, exploring the role of the compliance and legal professional.

Engage
• C&L Explore is a fun and interactive way to make the most out of your experience! Earn points and win prizes as you explore all the Seminar has to offer.

Be Inspired
• Participate in 50+ sessions, including keynote speakers, professional development opportunities, lunch & learns, networking sessions and more.

Earn CLE Credits
• This program will be eligible for CLE credits in 15+ states. Stay tuned for an announcement on which states will be eligible.

Watch On Demand
• Access select sessions to watch on demand. Stay tuned for details.

Explore the Exhibit Hall
• Visit our exhibit hall to learn about the latest products and services.

2022 Speakers

FEATURED SPEAKERS:

Damian Williams
United States Attorney, Southern District of New York

Geoffrey S. Berman
Partner, Fried Frank

Robert W. Cook
President and CEO, Finra

Hester M. Peirce
Commissioner, U.S. Securities and Exchange Commission

Audria Pendergrass Lee
Vice President Talent Acquisition and Chief Diversity Officer, Finra

James Reynolds, Jr.
Chairman and Chief Executive Officer, Loop Capital Markets LLC

Anne Robinson
Managing Director, General Counsel and Corporate Secretary, Vanguard

Eric Grossman
Chief Legal Officer, Morgan Stanley

Chris Lewis
Principal, General Counsel, Edward Jones

Kathryn Ruemmler
Executive Vice President, Chief Legal Officer and General Counsel, Goldman Sachs

Jonathan Santelli
Executive Vice President and General Counsel, Raymond James

2022 Sponsors

PRESIDENTIAL:
• Greenberg
• QuisLex

DIAMOND:
• Allen & Overy
• Baker McKenzy
• Bressler Amery & Ross
• Cravath, Swaine & Moore
• Crowell Morning
• DavisPolk
• FriedFrank
• Kirkland & Ellis
• Kyndryl
• Morgan Lewis
• Paul Weis
• Ropes and Gray
• Sullivan & Cromwell LLP

PLATINUM:
• Alix Partner
• EY
• Grant Thorton
• Simpson Thacker

GOLD:
• Cadwalader
• Cleary Gottlieb
• JonesDay
• Protiviti
• Watchell Lipton Tosen & Katz

SILVER:
• Clifford Chance
• Debevoise & Plimpton
• Freshfields
• King & Spalding
• Latham & Watkins
• McGuireWoods
• Milbank
• Moore&VanAllen
• McGonigle
• Orrick
• Shearman & Sterling
• Sidley
• WilmerHale

BRONZE:
• Eventus
• SteelEye

PREMIUM PATRON:
• Faegre Drinker
• Goodwin
• Katten
• Keesal Young Logan
• Maynard
• Neal Gerber Eisenberg
• PerkinsCoie
• Proofpoint
• Skadden
• Smarsh
• Stradley Ronon

STRATEGIC PARTNERS:
• Broadridge
• Deloitte
• EY
• FICO
• Fidelity
• FIS
• IBM
• Kyndryl
• PwC