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Event Date Tue Jul 20 EDT - Thu Jul 22 EDT (3 months ago)
Location Virtual
Region All

A gathering for regulators and industry professionals to exchange ideas and empower success

The 2021 C&L Virtual Forum, hosted by SIFMA’s Compliance & Legal Society, features 23 live sessions over three packed days. In addition, participate in our digital learning labs, virtual exhibit hall, lunch & learns and networking sessions with speakers and C&L Executive Committee Members.

C&L Explore is a fun way to ensure you make the most out of your virtual experience and enter for a chance to win big prizes!

C&L Explore is an interactive way to virtually engage with sponsors. To participate: Find the C&L Explore icon displayed at various locations and complete the associated task or answer a quick question to earn points.


2021 Speakers


Lauri Scoran
Chief Compliance Officer, Jefferies LLC


Michelle Bryan Oroschakoff
Managing Director, Chief Legal Officer, LPL Financial LLC

Anne Tennant
Managing Director & General Counsel of Wealth Management, Morgan Stanley

Nancy Swift
Head of Enterprise Compliance, Fidelity Investments

Jodi Pinedo
Director & Senior Managing Counsel, Pershing LLC, a BNY Mellon Company

Mary Reisert
Managing Director, Citigroup Global Markets, Inc.

Felicia Rector
Managing Director, Securities Division, Goldman, Sachs & Co.


Carrie Bechtold
Managing Counsel, Wells Fargo

Andrew Sidman
Principal, Bressler, Amery & Ross, P.C.

Corin R. Swift
Partner, Sidley Austin LLP

Stacey Friedman
Executive Vice President and General Counsel, J.P. Morgan Securities LLC

Eric F. Grossman
Managing Director and Chief Legal Officer, Morgan Stanley

Christopher Lewis
General Counsel, Edward D. Jones & Co., L.P.

Ellen Paterson
Senior Executive Vice President and General Counsel, Wells Fargo

MaryBeth Findlay
Credit Suisse

Mary McNiff
Chief Auditor, Citigroup

Michael Richman
Goldman Sachs

Raul F. Yanes
Chief Compliance Officer and Global Head of Financial Crimes, Morgan Stanley

Nicole Friedlander
Partner, Sullivan & Cromwell

Pablo Martinez
Head of Cyber Operations, Fidelity Investments

Thomas F. Price
Managing Director, Technology, Operations, and Business Continuity, SIFMA

Andrew Tannenbaum
Managing Director, Global Head of Cyber, Data and IP Legal, Barclays

Brad Karp
Chairman, Paul, Weiss, Rifkind, Wharton & Garrison LLP

Jay Kasner
Partner, Skadden, Arps, Slate, Meagher & Flom LLP

Sharon Nelles
Partner, Sullivan & Cromwell LLP

Jayant W. Tambe
Practice Leader Financial Markets, Jones Day

Kyle Brandon
Managing Director, Head of Derivatives Policy, SIFMA

Matthew Danton
Director, Barclays

Annie Hsu
Head of Swap Dealer Compliance, Jefferies

Colin D. Lloyd
Partner, Cleary Gottlieb Steen & Hamilton LLP

Sponsors & Partners

2021 Sponsors and Partners

• Allen & Overy
• Baker McKenzie
• Greenberg Traurig
• Morgan Lewis
• Ropes & Gray

• Bressler Amery & Ross
• Bryan Cave Leighton Paisner
• Hearsay Systems
• Paul Weiss
• Protiviti
• Quislex
• Smarsh

• Davis Polk
• Debevoise & Plimpton
• FiS
• Jones Day
• Mayer Brown
• McGuireWoods
• Morningstar
• O'Melveny
• Skadden
• Wilmer Hale

• Akerman
• Cleart Gottlieb
• Freshfields
• Investorcom
• Milbank
• Moore&VanAllen
• Murphy & McGonigle
• Orrick
• Sidley

• Aws Financial Services
• Broadridge
• Deloitte
• EY
• Fidelity Investments
• FiS
• Google Cloud
• PwC