South Region Member Forum 2019 | World FIRA | 14 March 2019 | TBA, Atlanta, GA
Venue
TBA
TBA, Atlanta, GA
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| Event Date | Thu Mar 14 EDT (almost 6 years ago) |
| Location |
TBA
Atlanta, GA |
| Region | Americas |
Details
The South Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the South Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The seminar also includes thoughtful discussions around the future landscape of the financial services industry. Meet one-on-one with FINRA Regulatory Coordinators, and Surveillance and District Directors to discuss firm-specific questions.
Speakers
2018 Past Speakers
Tomas (Tom) Nelli
FINRA South Region
Brooks Brown
FINRA Atlanta District Office
Aaron Lipson
U.S. Securities and Exchange Commission (SEC)
Kevin Rosen
Shutts & Bowen LLPHaimera (Haime) Workie, FINRA Emerging Regulatory Issues
Debra (Debbie) Jastredowski
FINRA Atlanta District Office
Scott Maestri
Associate District Director, FINRA Dallas District Office
Jacob (Jake) Palmer
SWBC Investment Services, LLC
James (Jim) Webb
CEO, Cape Securities, Inc.
Grant Gibbons
Associate District Director, FINRA New Orleans District Office
Joelle Morris
FINRA Dallas District Office
Stephen (Steve) Youhn
Vice President and Chief Compliance Officer, ProEquities
Dawn Calonge
FINRA Boca Raton District Office
Blake Snyder
FINRA Anti-Money Laundering Investigative Unit (AMLIU)
Chip Jones
FINRA Member Relations and Education
Yvette Panetta
FINRA Boca Raton District Office
Daniel (Dan) Stefek
FINRA Atlanta District Office
Erin Vocke
FINRA Dallas and New Orleans District Offices