Venue
TBA
TBA, London

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Event Date Wed Nov 4 GMT (about 1 year ago)
In your timezone (EST): Wed Nov 4 12:00pm - Wed Nov 4 12:00pm
Location TBA
London
Region EMEA
Details

The Buy Side Risk and Control Summit is designed for risk and control practitioners in the 1st & 2nd lines of defence and other professionals affected by SMCR and evolving conduct risk expectations.

Topics include:
• How should Asset Managers refresh their approach to governance following the extension of SMCR.
• Conduct Risk During the LIBOR Transition.
• Risk Assessment Automation.
• Operational Resilience.
• Communications & Trade Surveillance.
• Conduct vs control vs culture.

Speakers

2020 Speakers

Nick Miller
Head of Asset Management Supervision, Financial Conduct Authority

David Durlacher
Chief Executive Officer, Julius Baer International Limited

Anne Richards
Chief Executive Officer, Fidelity International

Andrew Garnett
Head of 1st Line Compliance, Royal London Asset Management

Catriona McFarlane
1st Line of Defence – Global Head of Controls and MI, Aegon Asset Management

Eleanor Malcolm
Head of Conduct, Julius Baer

George Vakalopoulos,
Group Thematic Risk Review, Fidelity International, Fidelity Investment Management

Tom Hardin
FBI informant at the heart of the Galleon Group

Elaine Clements,
Non Executive Director, Tesco Pension Investment Fund Managers

Sponsors & Partners

2020 Sponsor

ASSOCIATE SPONSORS:
• Nasdaq
• Relativity
• Steel Eye