|Event Date||Tue Oct 30 EDT (about 3 years ago)|
SIFMA Conference Center
120 Broadway New York, New York 10271
Given the complexity of rewriting how the U.S. equities and options markets will report trade- and order-related events to the Consolidated Audit Trail (CAT), the latest proposal of a phased implementation approach is a welcome change for broker-dealers.
Now that the timeline is established, join us and learn about these key topics:
A panel with SIFMA, FINRA, Thesys CAT, SIG and Goldman Sachs to discuss the implementation schedule and important industry milestones.
A discussion on how firms need to prepare for industry testing
Managing Director, SIFMA
Vice President, FINRA
Vice President, Strategy and Business Development, Global Technology and Operations, Broadridge Financial Solutions
Head of Product Management, Thesys CAT
Associate Director and Head of Compliance Technology, Susquehanna International Group
Vice President, Regulatory Operations, Goldman Sachs & Co.
As of 10/26/2018 Event sponsors are not yet announced.