SIFMA Conference Center
SIFMA Conference Center, 120 Broadway New York, New York 10271

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Event Date Tue Oct 30 EDT (about 3 years ago)
Location SIFMA Conference Center
120 Broadway New York, New York 10271
Region Americas

Given the complexity of rewriting how the U.S. equities and options markets will report trade- and order-related events to the Consolidated Audit Trail (CAT), the latest proposal of a phased implementation approach is a welcome change for broker-dealers.

Now that the timeline is established, join us and learn about these key topics:

A panel with SIFMA, FINRA, Thesys CAT, SIG and Goldman Sachs to discuss the implementation schedule and important industry milestones.
A discussion on how firms need to prepare for industry testing


2018 Speakers:

Ellen Greene
Managing Director, SIFMA

Shelly Bohlin
Vice President, FINRA

David Campbell
Vice President, Strategy and Business Development, Global Technology and Operations, Broadridge Financial Solutions

Todd Golub
Head of Product Management, Thesys CAT

Judy McDonald
Associate Director and Head of Compliance Technology, Susquehanna International Group

David Emero
Vice President, Regulatory Operations, Goldman Sachs & Co.

Sponsors & Partners

As of 10/26/2018 Event sponsors are not yet announced.