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Event Date Tue Sep 21 BST (9 months ago)
In your timezone (EDT): Tue Sep 21 10:00am - Tue Sep 21 10:00am
Location Webinar
Region EMEA

Market surveillance is crucial, and in many cases a regulatory requirement, to ensuring orderly securities markets and sustaining confidence in trading. It can be breached and has become increasingly complex in the wake of the Covid pandemic, Brexit, and the emergence of new asset classes.

This webinar will review the extent of market abuse in capital markets, how it differs across the sell-side and buy-side, and the regulatory requirements with which firms must comply. It will also detail strategies for successful market surveillance, supporting technologies, tools and services, and how the discipline is likely to evolve over the next few years.


2021 Speakers

Anish Kalraiya
Director of Surveillance, Credit Agricole CIB

Howard Davis
Managing Director, Head of Market Surveillance Regulatory Risk, State Street

Travis Schwab
CEO, Eventus

Dermot Harriss
Senior Vice President, Regulatory Solutions, OneTick

Sarah Underwood
Editor, A-Team Group

Sponsors & Partners

2021 Sponsors

• Eventus
• Onetick