The Evolution of Market Surveillance Across Sell-side and Buy-side Firms 2021 | A-Team Group | 21 September 2021 | Webinar
Venue
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| Event Date |
Tue Sep 21 BST (about 3 years ago)
In your timezone (EST): Tue Sep 21 10:00am - Tue Sep 21 10:00am |
| Location | Webinar |
| Region | EMEA |
Details
Market surveillance is crucial, and in many cases a regulatory requirement, to ensuring orderly securities markets and sustaining confidence in trading. It can be breached and has become increasingly complex in the wake of the Covid pandemic, Brexit, and the emergence of new asset classes.
This webinar will review the extent of market abuse in capital markets, how it differs across the sell-side and buy-side, and the regulatory requirements with which firms must comply. It will also detail strategies for successful market surveillance, supporting technologies, tools and services, and how the discipline is likely to evolve over the next few years.
Speakers
2021 Speakers
Anish Kalraiya
Director of Surveillance, Credit Agricole CIB
Howard Davis
Managing Director, Head of Market Surveillance Regulatory Risk, State Street
Travis Schwab
CEO, Eventus
Dermot Harriss
Senior Vice President, Regulatory Solutions, OneTick
MODERATOR:
Sarah Underwood
Editor, A-Team Group
Sponsors & Partners
2021 Sponsors
• Eventus
• Onetick
• ACA