Venue
Webinar

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Event Date Thu Mar 3 UTC (in about 1 month)
In your timezone (EST): Wed Mar 2 7:00pm - Wed Mar 2 7:00pm
Location Webinar
Region All
Details

For many years now, regulation has been the main concern of the UK wealth industry, causing multiple headaches across the sector and one of the key reasons behind surging costs among these firms.

In September 2021, the FCA issued a ‘Dear CEO’ letter, which outlines the new areas of focus from the regulator. These will therefore each form a basis of discussion within the webinar and include:
• Fraud, investments scams and market abuse.
• Financial resilience and disorderly firm failure.
• Costs and charges.
• Brexit.

Speakers

2022 Speakers

James Brown
Head of Client Services, ComPeer Limited

Debbie Gupta
Director, FCA

Tom Thwaites
Senior Analyst, Compeer