The SEC’s Proposed Rules on The Use of Ai and Predictive Data Analytics 2023 | Morgan Lewis | 6 September 2023 | Webinar
Venue
What is Qwoted?
Qwoted is a free expert network: we help reporters connect with experts & we help those same experts build relationships with top reporters.
| Event Date |
Thu Sep 7 UTC (over 1 year ago)
In your timezone (EST): Wed Sep 6 8:00pm - Wed Sep 6 8:00pm |
| Location | Webinar |
| Region | All |
Details
Please join us for this webinar on all the factors investment advisers and broker-dealers need to consider in response to the SEC’s recently proposed rules that are designed to “neutralize or eliminate” conflicts of interest from the use of predictive data analytics, artificial intelligence, and other technologies in “investor interactions.” This broad rule proposal promises to have a wide-ranging impact on how financial services companies interact with their clients and investors.
Topics Will Include:
• Significant expansion of the regulation of communications beyond “recommendations”
• How these proposed changes would interact with the current regulatory framework
• Application to external tools and internal systems used by financial professionals
• Disclosure implications and how to neutralize or eliminate the effect of conflicts
• No exceptions for institutional advisory clients
• Costs, liabilities, and effects on small and tech-focused firms
• Potential conflicts with other proposals and existing rules
Speakers
2023 Speakers
John O'Brien
Partner, Morgan Lewis
Sandoval
Partner, Morgan Lewis
Christine Schleppegrell
Partner, Morgan Lewis
James Doench
Of Counsel, Morgan Lewis