Venue
Toronto Region Board of Trade
Toronto Region Board of Trade, 77 Adelaide Street West, Toronto, ON M5X 1C1, Canada

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Event Date Thu Sep 19 EDT (about 5 years ago)
Location Toronto Region Board of Trade
77 Adelaide Street West, Toronto, ON M5X 1C1, Canada
Region Americas
Details

The annual Toronto Regulatory & Compliance Forum will cover a variety of topics that address new developments, critical issues, and the latest information on industry developments.

Speakers

2019 Speakers

Laura Paglia
Partner, Borden Ladner Gervais LLP

Debra Foubert, Director
Compliance and Registrant Regulation, OSC

Martin Picard
Policy Advisor, Supervision of Intermediaries, AMF

Lynn Tsutsumi
Director, Market Regulation, ASC

Constantine Karbaliotis
Director, CyberSecurity & Privacy, PricewaterhouseCoopers LLP.

Robert Skinner
U.S. firm Ropes & Gray LLP

David Tittsworth
U.S. firm Ropes & Gray LLP

David Hausman
Partner, Fasken Martineau DuMoulin LLP

Adam Beach
Vice President, Chief Compliance Officer and Operations Manager, Evans Investment

Tushar Pai
Vice President, Chief Compliance Officer, Stonegate Private Counsel LP

Richard Roskies
Senior Legal Counsel, AUM Law

Margaret Gunawan
Managing Director, General Counsel & Chief Compliance Officer, BlackRock Asset Management Canada

John Fabello
Partner, Torys LLP

Joseph Micallef
Partner, KPMG LLP

Jacqueline Sanz
Chief Compliance Officer, Caldwell Investment Management Ltd

Sponsors & Partners

2019 Sponsors

LEAD SPONSOR:
• Infinite Investment Systems

GOLD SPONSORS:
• Compliance Support
• AUM Law
• Aviso Wealth
• BLG
• Edgeworx
• Fasken
• Fidelity Investments
• FundApps
• Laurentian Bank Institutional Services
• National Bank
• Robert Walters