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Event Date | Thu Sep 19 EDT (about 5 years ago) |
Location |
Toronto Region Board of Trade
77 Adelaide Street West, Toronto, ON M5X 1C1, Canada |
Region | Americas |
The annual Toronto Regulatory & Compliance Forum will cover a variety of topics that address new developments, critical issues, and the latest information on industry developments.
2019 Speakers
Laura Paglia
Partner, Borden Ladner Gervais LLP
Debra Foubert, Director
Compliance and Registrant Regulation, OSC
Martin Picard
Policy Advisor, Supervision of Intermediaries, AMF
Lynn Tsutsumi
Director, Market Regulation, ASC
Constantine Karbaliotis
Director, CyberSecurity & Privacy, PricewaterhouseCoopers LLP.
Robert Skinner
U.S. firm Ropes & Gray LLP
David Tittsworth
U.S. firm Ropes & Gray LLP
David Hausman
Partner, Fasken Martineau DuMoulin LLP
Adam Beach
Vice President, Chief Compliance Officer and Operations Manager, Evans Investment
Tushar Pai
Vice President, Chief Compliance Officer, Stonegate Private Counsel LP
Richard Roskies
Senior Legal Counsel, AUM Law
Margaret Gunawan
Managing Director, General Counsel & Chief Compliance Officer, BlackRock Asset Management Canada
John Fabello
Partner, Torys LLP
Joseph Micallef
Partner, KPMG LLP
Jacqueline Sanz
Chief Compliance Officer, Caldwell Investment Management Ltd
2019 Sponsors
LEAD SPONSOR:
• Infinite Investment Systems
GOLD SPONSORS:
• Compliance Support
• AUM Law
• Aviso Wealth
• BLG
• Edgeworx
• Fasken
• Fidelity Investments
• FundApps
• Laurentian Bank Institutional Services
• National Bank
• Robert Walters