Vancouver Regulatory & Compliance Forum 2018 | Portfolio Management Association of Canada | 24 May 2018 | Rosewood Hotel, 801 W Georgia St, Vancouver, BC V6C 1P7, Canada
Venue
Rosewood Hotel
Rosewood Hotel, 801 W Georgia St, Vancouver, BC V6C 1P7, Canada
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| Event Date | Thu May 24 EDT (over 6 years ago) |
| Location |
Rosewood Hotel
801 W Georgia St, Vancouver, BC V6C 1P7, Canada |
| Region | Americas |
Details
The Vancouver Regulatory & Compliance Forum will cover a variety of topics that address new developments, critical issues, and insights on how to sustain a successful compliance program.
Session topics will include the following:
• Lunch Keynote: Blockchain Risk Management.
• Update from the regulators on recent policy developments and best practices.
• Case studies from subject matter experts on key compliance issues.
• How firms’ can bolster their practices with senior and vulnerable investors.
• Discussion on PMAC’s 2018 Compliance Benchmarking Survey.
Speakers
2018 Speakers
SPEAKER:
Manie Eagar
Founder/CEO, digitalfutures & Director, Bitcoin Alliance of Canada
Garth Foster
Partner, Fasken Martineau DuMoulin LLP
Michael Shannon
Partner, McMillan LLP
MODERATOR:
Sandra Jakab
Conduct Compliance Counsel, Jakab Law & Compliance
Carlin Fung, Senior Accountant, Compliance and Registrant Regulation Branch, Ontario Securities Commission (OSC)
Bonnie Kuhn, Senior Legal Counsel, Market Regulation, Alberta Securities Commission (ASC)
Elizabeth Topp, Manager, Compliance and Registrant Regulation Branch, Ontario Securities Commission (OSC)
Mark Wang, Director, Capital Markets Regulation, British Columbia Securities Commission (BCSC)
Shelley Balshine, Senior In-House Counsel, Connor, Clark & Lunn Financial Group Ltd.
Tyler Fleming
Director, Investor Office, Ontario Securities Commission (OSC)
Catherine Romanko
Public Guardian and Trustee for British Columbia C
Jason Brooks
Partner, Borden Ladner Gervais LLP
Dannielle MacDonald
Chief Compliance Officer, Nicola Wealth Management
Martin Nigro
CCO, HSBC Global Asset Management (Canada) Limited (AMCA) & AVP Regulatory Compliance, HSBC Bank Canada
Cecilia Wong
Chief Financial Officer, Leith Wheeler Investment Counsel Ltd.
Sponsors & Partners
2018 Sponsors
LEAD SPONSOR:
• Infinite Investment Systems
GOLD SPONSOR:
• Ara Compliance Support
• AvisoWealth
• Fasken
• Fidelity Investments
• Franklin Templeton Investments
• Laurentian Bank Institutional Services
• RBC Investor & Treasury Services
• National Bank