David Katz

Senior Managing Director at Guidepost Solutions
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David helps clients identify and mitigate regulatory risks. He also assists them in developing robust compliance programs to prevent future and recurring regulatory problems. As a senior managing director at Guidepost Solutions, he specialize in the areas of corporate monitorship, regulatory compliance, and internal investigations. Over the last 25 years, David developed extensive experience in a number of areas including compliance, securities, tax, litigation, anti-money laundering, and financial fraud. He has held senior positions with the U.S. Senate’s Permanent Subcommittee on Investigations, the Internal Revenue Service, and the National Association of Securities Dealers (now FINRA). Earlier in his career, David served as a federal prosecutor for eight years specializing in white collar fraud prosecutions.

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