Mutual Fund Industry and ETF Awards 2022 | Pageant Media Ltd |

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2021 Winners

Lifetime Achievement Awards

Fund Action Lifetime Achievement
• Lynn Blake, Chief Investment Officer, Global Equity Beta Solutions, State Street

Fund Directions Lifetime Achievement
• Peter Trapp, Neuberger Berman

Asset Manager Sales, Marketing And Leadership Awards

PR Campaign of the Year
• Janus Henderson Investors

Sales and Marketing Excellence through the Covid-19 Pandemic
• Vanguard

Sales and Marketing Excellence through the Covid-19 Pandemic (Smaller Firms)
• Alger

Best ESG Asset Manager
• Natixis Investment Managers - Mirova

Best DEI Initiative of the Year
• Franklin Templeton

Best Philanthropic Initiative
• Thornburg Investment Management

Asset Manager Digital Tool of the Year
• Catalyst Funds

Retirement Leader of the Year
• Voya Financial

Content Marketing Strategy of the Year
• Neuberger Berman

Social Media Leader of the Year
• ARK Invest

Fund Innovation of the Year
• Dimensional Fund Advisors

Asset Manager Podcast of the Year
• VanEck

Overall Ad Campaign of the Year
• Invesco

Deal of the Year
• Morgan Stanley acquiring Eaton Vance

Asset Manager Website of the Year
• WisdomTree

Fund Marketer of the Year
• Leslie Walstrom, Global Head of Marketing - Columbia Threadneedle Investments

Fund Leader of the Year
• CEO and CIO | Cathie Wood | ARK Invest

ETF Awards

Newcomer ETF Firm of the Year
• TrueShares

Index Provider of the Year
• Emles Advisors, Emles Indexing LLC

Fixed Income ETF of the Year
• JPMorgan Asset Management, JPMorgan Ultra-Short Income ETF (JPST)

ETF Innovation of the Year
• Defiance , Defiance Next Gen SPAC Derived ETF (SPAK)

Sales Success of the Year - ETFs
• Innovator Capital Management (Innovator ETFs) Defined Outcome ETFs

Newcomer Fixed Income ETF of the Year
• Emles Advisors, Emles Real Estate Credit ETF (REC)

Smart-beta ETF of the Year
• VanEck's MOAT ETF, VanEck Vectors Morningstar Wide MOAT ETF (MOAT)

Thematic ETF of the Year
• Invesco, The Invesco Solar ETF (TAN)

ETF of the Year
• ARK Invest , ARK Genomic Revolution ETF (ARKG)

Newcomer Smart-beta ETF of the Year
• WisdomTree, WisdomTree Cybersecurity Fund (WCBR)

Newcomer Thematic ETF of the Year:
• WisdomTree, WisdomTree Cybersecurity Fund (WCBR)

Newcomer ETF of the Year
• T. Rowe Price, T. Rowe Price Active ETF suite

Active ETF of the Year
• Nationwide Mutual Insurance Company, Nationwide Risk-Managed Income ETF (NUSI)

Newcomer Active ETF of the Year
• KraneShares , KraneShares Global Carbon ETF (KRBN)

ETF Suite of the Year: KraneShares
• China suite

ETF Provider of the Year
• ARK Invest

ESG/Impact ETF of the Year
• Ecofin , Ecofin Global Water ESG Fund (EBLU)

Alternative ETF of the Year
• Innovator Capital Management (Innovator ETFs), Innovator S&P 500 Power Buffer ETF Series

Newcomer ESG/Impact ETF of the Year
• HumanKind Investments, Humankind US Stock ETF (HKND)

Newcomer Alternative ETF of the Year
• Innovator Capital Management (Innovator ETFs), Defined Outcome Bond ETFs

Fund Director Awards

Trustee of the Year
• Dr. Hassell McClellan – Chair, The John Hancock Funds Board

Independent Counsel of the Year
• David Blass , Simpson Thacher & Bartlett

Small Board Trustee of the Year
• Brook Reece, Chair of the Board, The Guinness Atkinson Funds

Newcomer Director
• Sandra Sponem, Guggenheim Funds

Hall Of Fame Inductees
• ARK Invest
• Janus Henderson Investors
• Simpson Thacher & Bartlett LLP

Rising Stars

• Andrew Dassori, Founding Partner & CIO , Wavelength Capital Management
• Andrew Zutz, Associate Partner, Goodwin Proctor, LLP
• Joel Corriero, Partner, Stradley Ronon
• Mana Behbin, Of Counsel, Morgan, Lewis & Bockius LLP
• Mike Miszlay, Assistant Vice President ETF Operations, Citi
• Mike Davella, Associate, K&L Gates LLP
• Nataly Zelensky, Managing Counsel & Director, BNY Mellon
• Neesa Patel Sood, Counsel, Willkie Farr & Gallagher LLP
• Sarah Clinton, Partner, Ropes & Gray LLP
• Steve Grigoriou, Counsel, Simpson Thatcher & Bartlett LLP
• Troy McGlone, Vice President & Portfolio Manager, Heartland Advisors, Inc