Wealth Management.com Industry Awards 2019 | Wealth Management | 11 April 2019 | Ziegfeld Ballroom, 141 W 54th St, New York, NY 10019, USA

Award Categories:

401(K) - Retirement Plans Support Services:
• Service
• Technology

Asset Managers:
• Alternatives
• Chief Marketing Officer of the Year
• Corporate Social Responsibility/Diversity
• ETF Strategist
• ETFs
• Equities
• Fixed Income
• Model Marketplaces
• Real Estate (including REITs)
• Separate Accounts
• Socially Responsible Investing (SRI)/ Impact Investing
• Social Media Leadership
• Thought Leadership - Advisor Education
• Thought Leadership - Product Enhancement

Broker/Dealers Fewer Than 1,000 Advisors:
• Chief Marketing Officer of The Year
• Chief Technology Officer of The Year
• Corporate Social Responsibility/Diversity
• Practice Management
• Service
• Social Media Leadership
• Technology
• Thought Leadership
• Transition Support

Broker/Dealers 1,000 Advisors or More:
• Chief Marketing Officer of The Year
• Chief Technology Officer of The Year
• Corporate Social Responsibility/Diversity
• Practice Management
• Service
• Social Media Leadership
• Technology
• Thought Leadership
• Transition Support

Compliance/Law Firms:

Custodians ( Emerging - Less than $25B):
• Alternative Asset
• Chief Marketing Officer of The Year
• Chief Technology Officer of The Year
• Corporate Social Responsibility/Diversity
• Practice Management
• Social Media Leadership
• Technology
• Thought Leadership
• Transition Support

Custodians (Established - $25Band Over):
• Alternative Asset
• Chief Marketing Officer of The Year
• Chief Technology Officer of The Year
• Corporate Social Responsibility/Diversity
• Practice Management
• Social Media Leadership
• Technology
• Thought Leadership
• Transition Support

Disruptors:
• Disruptors - Industry
• Disruptors - Technology

Family Offices:
• Client Initiative
• Thought Leadership

Hedge Funds/ Private Equity:

Individual RIA Firm Leaders:
• CEO of the Year
• Innovator of the Year
• M&A Leader of the Year
• Thought Leader of the Year

Industry Associations:

Industry Research Providers:

Indurance:
• Service
• Technology

Investment Banks/Lenders/Succesion Planning Consultants:

Non-Custodial RIA Support Platforms

Succession/Ownership Transition Services- Non-Custodian/ Broker Dealer:

TAMPs:
• Model Marketplaces

Technology Providers:
• Account Aggregation
• Alternative Investment Platforms
• Blockchain/Cryptocurrency
• Chief Marketing Officer of The Year
• Chief Technology Officer of The Year
• Client Onboarding / New Account Opening
• Client Portals
• Compliance
• Corporate Social Responsibility/Diversity
• CRM
• Cyber Security
• Digital Advisors (Robo)
• Document Management
• Financial Planning
• Innovation - New Applications
• Innovation - Platforms
• Model Marketplaces
• Portfolio Management, Accounting and Performance Reporting
• Rebalancing
• Risk Tolerance/Client Profiling
• Social Media Leadership
• Specialized Planning Applications
• Thought Leadership
• Unified (All in one) Systems
• Wealth Reporting / Personal Finance Managers

Trust:

2018 Past Winners

401(k) RETIREMENT PLAN SUPPORT: SERVICE :
• Morningstar, Inc.

401(k) RETIREMENT PLAN SUPPORT: Technology:
• Advizr

ASSET MANAGERS: Alternatives:
• Insight Investment

ASSET MANAGERS: Corporate Social Responsibility/Diversity:
• Guggenheim Investments

ASSET MANAGERS: Equities:
• John Hancock Investments

ASSET MANAGERS: ETF Strategists:
• CLS Investments, LLC

ASSET MANAGERS: ETFs:
• Charles Schwab Investment Management

ASSET MANAGERS: Fixed Income:
• Guggenheim Investments

ASSET MANAGERS: Separate Accounts:
• Envestnet

ASSET MANAGERS: Social Media Leadership:
• OppenheimerFunds

ASSET MANAGERS: Socially Responsible Investing (SRI)/Impact Investing:
• ImpactAssets

ASSET MANAGERS: Thought Leadership Content:
• State Street Global Advisors

ASSET MANAGERS: Thought Leadership Initiative:
• WisdomTree

ASSET MANAGERS: Thought Leadership Product Enhancement:
• AllianceBernstein

BROKER/DEALERS (1,000 Advisors or More): Corporate Social Responsibility/Diversity:
• Voya Financial Advisors

BROKER/DEALERS (1,000 Advisors or More): Practice Management:
• Raymond James

BROKER/DEALERS (1,000 Advisors or More): Technology:
• RBC Correspondent and Advisor Services

BROKER/DEALERS (1,000 Advisors or More): Thought Leadership:
• Nationwide

BROKER/DEALERS (Fewer than 1,000 Advisors): Corporate Social Responsibility/Diversity:
• Independent Financial Group

BROKER/DEALERS (Fewer than 1,000 Advisors): Practice Management:
• PEAK Brokerage Services, LLC.

BROKER/DEALERS (Fewer than 1,000 Advisors): Social Media Leadership:
• Sigma Financial Corporation

BROKER/DEALERS (Fewer than 1,000 Advisors): Technology:
• Janney Montgomery Scott LLC

BROKER/DEALERS (Fewer than 1,000 Advisors): Thought Leadership:
• Parkland Securities, LLC

BROKER/DEALERS: Service:
• Advisor Group: Future is Now 2.0

BROKER/DEALERS: Transition Support:
• Advisor Group: My Succession Plan

COMPLIANCE/LAW FIRMS:
• MarketCounsel

CUSTODIANS (Emerging – Less than $25B): Alternative Asset:
• PENSCO Trust Company

CUSTODIANS (Emerging – Less than $25B): Technology:
• Folio Institutional

CUSTODIANS (Established– $25B and Over): Practice Management:
• BNY Mellon’s Pershing

CUSTODIANS (Established– $25B and Over): Social Media Leadership:
• Fidelity Investments

CUSTODIANS (Established– $25B and Over): Technology:
• Apex Clearing

CUSTODIANS (Established– $25B and Over): Thought Leadership:
• BNY Mellon’s Pershing

CUSTODIANS: Corporate Social Responsibility/Diversity:
• Schwab Advisor Services

DISRUPTORS: Industry:
• Morningstar, Inc.

DISRUPTORS: Technology:
• CBXmarket

FAMILY OFFICES:
• AdvicePeriod

INDIVIDUAL RIA FIRM LEADERS: CEO of the Year:
• Private Ocean Wealth Management

INDIVIDUAL RIA FIRM LEADERS: Innovator of the Year:
• AdvicePeriod

INDIVIDUAL RIA FIRM LEADERS: M&A Leader of the Year:
• Mercer Advisors

INDIVIDUAL RIA FIRM LEADERS: Thought Leader of the Year:
• Gitterman Wealth Management

INDUSTRY RESEARCH PROVIDERS:
• Morningstar, Inc.

INSURANCE: Service:
• Jackson National Life Insurance

INSURANCE: Technology:
• Nationwide Advisory Solutions

INVESTMENT BANKS/LENDERS/SUCCESSION PLANNING CONSULTANTS:
• ECHELON Partners

NON-CUSTODIAL RIA SUPPORT PLATFORMS:
• Dynasty Financial Partners

SUCCESSION/OWNERSHIP TRANSITION SERVICES – NON-CUSTODIAN/BROKER/DEALER:
• ECHELON Partners

TAMPs Model Marketplaces:
• TD Ameritrade Institutional

TAMPs:
• First Ascent Asset Management

TECHNOLOGY PROVIDERS: Account Aggregation:
• Oranj

TECHNOLOGY PROVIDERS: Alternative Investment Platforms:
• iCapital Network

TECHNOLOGY PROVIDERS: Client Portals:
• Vestmark

TECHNOLOGY PROVIDERS: Compliance:
• FinMason, Inc.

TECHNOLOGY PROVIDERS: Corporate Social Responsibility/Diversity:
• AssetMark

TECHNOLOGY PROVIDERS: CRM:
• InvestCloud

TECHNOLOGY PROVIDERS: Digital Advisors (Robo):
• Investment POD

TECHNOLOGY PROVIDERS: Document Management:
• Laserfiche

TECHNOLOGY PROVIDERS: Financial Planning:
• PIETech, Inc.

TECHNOLOGY PROVIDERS: Innovation New Applications:
• Agreement Express

TECHNOLOGY PROVIDERS: Innovation Platform:
• Enterprise Engineering, Inc. (EEI)

TECHNOLOGY PROVIDERS: Model Marketplaces:
• Riskalyze

TECHNOLOGY PROVIDERS: Portfolio Management, Accounting and Performance Reporting:
• Fiserv

TECHNOLOGY PROVIDERS: Rebalancing:
• MyVest

TECHNOLOGY PROVIDERS: Risk Tolerance/Client Profiling:
• StratiFi

TECHNOLOGY PROVIDERS: Social Media Leadership:
• Snappy Kraken

TECHNOLOGY PROVIDERS: Thought Leadership:
• Foundation Source

TECHNOLOGY PROVIDERS: Wealth Reporting/Personal Finance Managers:
• Wealth Access, Inc.

TRUSTS:
• Fiduciary Trust Company International