14th Annual Focus Event on Registrant Regulation Conduct and Compliance 2020 | Food Safety & Regulation Canada | 17 June 2020 | One King West Hotel & Residence, 1 King St W, Toronto, ON M5H 1A1, Canada

With new updates from the CSA rapidly changing the playing field, you must be prepared, know the requirements and adapt quickly to achieve compliance excellence!
This event is designed to help investment funds, portfolio managers and EMDs chart the path forward on compliance strategies and implementation.

2019 Past Speakers

Nick Cardinale
Chief Compliance Officer, Head Of Canadian Wealth Management Compliance, Rbc Wealth Management

David Linder
Q.c., Icd.d, Executive Director, Alberta Securities Commission (Asc)

Minal Upadhyaya
Vice President, Policy & General Counsel, The Investment Funds Institute Of Canada (Ific)

Margaret Gunawan
Managing Director- Head Of Canada Legal & Compliance, Blackrock, Board Of Directors, Pmac

William Donegan
Chief Compliance Officer - Advisory Services, Manulife Financial

Frédéric Pérodeau
Superintendent, Client Services And Distribution Oversight, Autorité Des Marchés Financiers

Anne Sonnen
Svp & Chief Compliance Officer, Great-west Lifeco Inc

Denise T. Carson
Chief Compliance Officer, Bpic, Head Of Investment Management, Legal And Regulatory Compliance, Bmo Financial Group

Alana Dubinski
Vp & Chief Compliance Officer, Hewitt Investment Management Inc.

Inya Ivkovic
Vice President, Compliance, State Street Global Advisors, Ltd. (Canada)

Martin Nigro
Cco / Avp Regulatory Compliance, Asset Management, Hsbc Global Asset Management (Canada) Limited

Jessica Mitchell
Chief Compliance Officer, Tri View Capital Ltd.

Matthew Husson
Director, Compliance Legal Counsel, Scotiabank

Matthew Onyeaju
Frm, Cams, Vice President & Chief Compliance Officer, Ipc Investment Corporation

Keri Bush
Vice President, Canadian Banking Compliance, Scotiabank

Christine Tabbert
Deputy Director, Operations, Enforcement Division, Ontario Securities Commission

Rebecca Cowdery
Partner, Borden Ladner Gervais Llp

Jason Alcorn
Senior Legal Counsel, Securities, New Brunswick’s Financial And Consumer Services Commission (Fcnb)

Tim Reibetanz
Senior Counsel & Director; Legal And Regulatory Compliance Bmo Financial Group

Marsha Gerhart
Vp Member Regulation Policy, Investment Industry Regulatory Organization Of Canada

Brian Koscak
B.a.(Hon.), M.a., Cip, Ll.b, J.d., Ll.m, President, General Counsel And Chief Compliance Officer, Pinnacle Wealth Brokers Inc.

Cathy Lin
Esq., Chief Compliance Officer, Burgundy Asset Management Ltd.

Angela Nikolakakos
Svp, Chief Compliance Officer, General Counsel And Corporate, Natixis Investment Managers

Waqas Rana
Mba, Cpa, Cma, Vice President & Chief Compliance Officer, The Co-operators Group Limited

Shawn L. Graham
Deputy General Counsel I Retail Banking & Wealth Management Legal Department, Hsbc Bank Canada

Prema Thiele
Partner, Borden Ladner Gervais Llp

Alejandro Cuartas-villada
Compliance Manager, Nest Wealth

Donna Spagnolo
Partner, Borden Ladner Gervais Llp

Brian Pynn
Chief Compliance Officer, Atb Financial

Danielle Skipp
Chief Operating And Compliance Officer, Bloombergsen Investment Partners

Scott Selig
Deputy Cco, Canada Compliance, Capital One

Dena Staikos
Manager In The Compliance And Registrant Regulation Branch (Crr), Ontario Securities Commission

Jason Streicher
Senior Legal Counsel, Aum Law

Christopher M. Crowe
Managing Partner, Sionic Advisors