1LoD Summit 2019 - London | 1LoD | 21 November 2019 | The Landmark London, 222 Marylebone Rd, Marylebone, London NW1 6JQ, United Kingdom

This event is the world’s leading event dedicated to the front office risk and control function within financial institutions. It is designed for senior practitioners working in control functions in the 1st line of defence and their peers in the 2nd and 3rd lines of defence interested in interoperating with them more effectively. The last event attracted more than 250 people. This year’s event will be even bigger and better.

2019 Speakers

David Blunt
Head of Conduct Specialists Department, Financial Conduct Authority

Nick Leeson
Rogue Trader, Former Barings Trader

Darren Jarvis
Managing Director, ICG Risk and Control Head, Citigroup

Ruth Kemmer
Managing Director, Global Head of Front Office Supervision, Conduct and Control, Global Markets, Nomura

Andrew Brodie
Global Head of Front Office Conduct Surveillance, BNP Paribas

Rupert Jolley
Managing Director, Global Banking and Markets Chief Control Officer, HSBC

René Carayol MBE
Business and Leadership Advisor

Alan Leigh,
Managing Director, Global Banking & Markets, Bank of America

Nicholas Lovett
Head of Global Markets Controls and Chief Operating Officer for Global Markets EMEA, Credit Suisse

Dr Roger Noon
Coach and Independent Consultant Specialising in Risk Culture

Anton Rajanayagam
Head of Electronic Trading Risks and Controls, Citigroup

Nick Woods
Managing Director, Chief Controls Office, Barclays

Toby Billington
Chief Control Officer, Banking HSBC

Chris Palmer,
Managing Director, Finance and Business Management, Global Lead of Firmwide LIBOR Transition Program, J.P. Morgan

Chris Salmon
Global Chief Control Officer, Global Markets HSBC

Dr Roger Miles,
Faculty Lead, Conduct and Culture Academy; Research Lead, Board Performance (BP&E Global)

Liz Grant
Head of Resilience, EMEA, Wholesale Banking, Societe Generale

Lu, Lin
Chief Controls Officer, Executive General Manager, National Australia Bank
​
Rajeev Mehta
Head of Chief Controls Office, Société Générale

Natalie Paton
Managing Director, Global Head of Regulatory Control -Operations, BNY Mellon
​
​Chris Dickens
Managing Director, Chief Operating Officer, EMEA,
HSBC
​
Robert Auton,
Head of Markets Conduct Risk, Citigroup

Tom Hardin
known as “Tipper X,” was the lead FBI informant at the heart of the Galleon Group insider trading scandal, becoming one of the most prolific informants in US securities fraud history.
​
Paul Clulow-Phillips,
Managing Director, Co-Global Head of Markets Compliance, Global Head of Capital Markets Surveillance, Société Générale

Marcus Fleck
Department Head Risk Coordination Unit Capital Markets, DZ Bank

David Hagan
Head of 1st Line Risk, Controls & Assurance, M&G Investments

Nick Fuller
Director, Group Operational Resilience, Credit Suisse

David Tarling
Business Control Management, Global Markets Head of Risk Identification Assesment & Infrastructure, J.P. Morgan

James Goodchild
Head of EMEA Electronic Trading Risk Management, Morgan Stanley

Christian Hunt
Founder, Human Risk Limited
​
Linda Rae Winter
Chief Internal Auditor, Lloyds Banking Corporate Markets

Joel Cook
Regional Head Compliance, Corporate, Commercial & Institutional Banking, Greater China North Asia, Standard Chartered

Kevin Taylor
Independent Contractor

Hammad Hanif
Head, Trade Surveillance & Benchmarking Monitoring, Markets, Private Side & Treasury, Lloyds Banking Group

Aida Abou-Rahme
Managing Director, EMEA Head of Business Unit Risk Management, Fixed Income Division, Morgan Stanley

Georgia Simmons
Director, RCSAs & NAPA, Operational Risk, Barclays

Mark Cankett
Partner, Banking & Capital Markets Audit & Assurance Group, Deloitte

Ruth Steinholtz,
Managing Partner, AretéWork
​
Stephen Farrell
Partner, Audit & Assurance, Deloitte

Steve Garrood
Chief Commercial Officer, Soteria

Rob Houghton
Founder and CTO, Soteria

Gwun Olley
Senior Manager, Banking & Capital Markets Advisory, Deloitte

Tom Faraday
Product Manager, Galvanize

Scott Burke
Regulatory Product Manager, RIMES Technologies

Ian Halliday-Pegg
Managing Director, EMEA, Galvanize

Jordan Domash
General Manager, Relativity

Garth Hinkel
Chief Technology Officer, Business Systems

Mark Hadley
Co-Founder and Chief Executive Officer, Blackout Technologies

Naz Badat
Senior Advisor, GD Financial Markets

Subharun Mukerjee
Associate Vice President, MetricStream

John Holland
Senior Vice President, EMEA and APAC, Digital Reasoning

Paul Gibson
Business Development Director EMEA, Kx

John Coley
Head of EMEA, Regulatory Compliance Consulting, Norton Rose Fulbright

Anthony Fraser
Non Executive Advisor, GD Financial Markets

John Baskott
Co-Founder, 1LoD

Charlie Corbett
Contributing Editor 1LoD

Helen Castell
Contributing Editor, 1LoD

Nick Lord
Contributing Editor, 1LoD

James Boynton
Director, Head of Content, 1LoD

2019 Sponsors

LEAD SPONSORS:
• Deloitte
• SOTERIA

CO-SPONSORS:
• Galvanize

ASSOCIATE SPONSORS:
• Accenture
• Blackout
• Businesssystems
• Digital Reasoning
• GALAXYADVISORS
• GD FINANCIAL MARKETS
• Kx
• MetricStream
• NORTON ROSE FULBRIGHT
• Relativity Trace