Advertising Regulation Conference 2017 | World FIRA | 5 October 2017 | Renaissance Washington DC Hotel  , 999 9th Street NW, Washington, DC 20001, USA

Venue
Renaissance Washington DC Hotel  
Renaissance Washington DC Hotel  , 999 9th Street NW, Washington, DC 20001, USA

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Event Date Thu Oct 5 EDT - Fri Oct 6 EDT (about 7 years ago)
Location Renaissance Washington DC Hotel  
999 9th Street NW, Washington, DC 20001, USA
Region Americas
Details

FINRA's Advertising Regulation Conference provides a forum to hear about practical guidance on complying with advertising rules and new developments involving the communications rules, and the opportunity to gain guidance on the advertising standards from industry and FINRA experts. This year’s conference includes opportunities to network with industry peers and meet one-on-one with Advertising Regulation Department staff during office hours.

Speakers

•Joan Adler Ellenoff Grossman & Schole LLP
•Derek Ashworth FINRA Adverting Regulation
•Stephen Bard Wells Fargo Advisors
•Mark Bleich FINRA Adverting Regulation
•Nanette Chern Funds Distributor, LLC
•Steven Choi FINRA Adverting Regulation
•Richard Choi Carlton Fields
•Meredith Cordisco FINRA Office of General Counsel
•Pramit Das FINRA Adverting Regulation
•James E. Day FINRA Enforcement
•Pamela Ellis Municipal Securities Rulemaking Board (MSRB)
•Kimberly Flanders FINRA Adverting Regulation
•Cynthia Friedlander FINRA Regulatory Operations
•Alexander Gavis Fidelity Investments LLC
•Joseph George FINRA Adverting Regulation
•Ira Gluck FINRA Adverting Regulation
•Angela Goelzer FINRA Office of Regulatory Analysis
•Stephanie Gregory FINRA Adverting Regulation
•Timothy Holland FINRA Adverting Regulation
•Darrian Hopkins TIAA
•Kimberly Johnson LPL Financial, LLC
•Rebecca Knutson FINRA Adverting Regulation
•Lynn Lawson FINRA Adverting Regulation
•Julie Leitwein Nationwide Financial Services
•J. Martin (Marty) Levine FINRA Adverting Regulation
•Wayne Louviere FINRA Adverting Regulation
•Anthony Maher FINRA Adverting Regulation
•Ted Newton MassMutual Financial Group
•Danielle Nicholson Smith T. Rowe Price Investments Services, Inc.
•Steven O’Mara FINRA Adverting Regulation
•Elizabeth Page FINRA Boston District Office
•Thomas Pappas FINRA Adverting Regulation
•Joseph Price FINRA Corporate Financing/Advertising Regulation
•Gregory Riviello FINRA Adverting Regulation
•Alissa (Lisa) Robinson FINRA Membership Application Program
•David Roscum FINRA Adverting Regulation
•Joseph Savage FINRA Office of Regulatory Analysis
•Amy Sochard FINRA Adverting Regulation
•Robert Sondheim E*TRADE Securities LLC
•John Veator FINRA Member Relations and Education
•James Webb Cape Securities, Inc.
•Christine Wheatley Fidelity Investments LLC
•Haimera (Haime) Workie FINRA Emerging Regulatory Issues