Securities Law Developments Conference 2017 | Investment Company Institute (ICI) | 7 December 2017 | Washington Marriott Marquis, 901 Massachusetts Avenue, NW Washington, DC 20001, US

The Securities Law Developments Conference, organized by the Investment Company Institute will take place on 7th December 2017 in Washington, United States Of America. The conference will cover areas like encouraging adherence to high ethical standards by all industry participants; advancing the interests of funds, their shareholders, directors, and investment advisers; and promoting public understanding of mutual funds and other investment companies.

2017 Speakers

Dorothy M. Donohue
Deputy General Counsel, Securities Regulation, Investment Company Institute

Dalia Blass
Director Division of Investment Management, US Securities and Exchange Commission

Diane Blizzard
Associate Director Division of Investment Management, US Securities and Exchange Commission

Marc R. Bryant
Chief Legal Officer, Fidelity Investments

Andrew J. Donohue
Of Counsel, Shearman & Sterling LLP

Mark T. Uyeda
Policy Advisor, US Department of the Treasury

Sarah A. Bessin, Moderator
Associate General Counsel, Securities Regulation Investment Company Institute

Marie Aro
Copresident, Aquila Distributors LLC

Robert J. Doyle
Vice President, Prudential Financial, Inc.

Bob Grohowski
Vice President, Legislative and Regulatory Affairs, T. Rowe Price Associates, Inc.

Steven W. Stone
Partner, Morgan, Lewis & Bockius LLP

Kara M. Stein
Commissioner, US Securities and Exchange Commission

Matthew Thornton, Moderator
Assistant General Counsel, Securities Regulation Investment Company Institute

Michelle Beck
Chief Risk Officer, Nuveen

Erin Kennedy
Associate Counsel, Dodge & Cox

Bruce McDougal
Deputy Chief Compliance Office, Charles Schwab

Kenneth C. Fang, Moderator
Assistant General Counsel, Securities Regulation, Investment Company Institute

Daniele Marchesani
Assistant Chief Counsel, Division of Investment Management US Securities and Exchange Commission

Brian P. Murphy
Senior Counsel, The Vanguard Group, Inc.

Stuart Strauss
Partner, Dechert LLP

Joshua A. Weinberg
Managing Director and Managing Counsel, State Street Global Advisors

Tamara K. Salmon, Moderator
Associate General Counsel, Securities Regulation, Investment Company Institute

Anthony Kelly
Cochief, Asset Management, Unit Division of Enforcement, US Securities and Exchange Commission

Jane Jarcho
Deputy Director, Office of Compliance Inspections and Examinations US Securities and Exchange Commission

Nancy M. Morris
Chief Compliance Officer, Wellington Management Company LLP

Julie M. Riewe
Partner, Debevoise & Plimpton LLP

2017 Sponsors:

• ICI Education Foundation
• Dechert LLP