41st Annual Law & Compliance Division Conference 2019 | Futures Industry Association | 8 May 2019 | Washington Marriott Wardman Park, 2660 Woodley Rd NW, Washington, DC 20008, USA

For more than 40 years, FIA’s Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products has served as the annual touchpoint for the legal, risk and compliance professionals in the cleared derivatives industry. Attracting nearly 900 attendees, L&C 2019 provides a forum to learn and discuss the legal and regulatory issues impacting the derivatives industry. The FIA Law & Compliance Division invites you to join us for the 41st Annual Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products (L&C 2019)

2019 Speakers

Tammy Botsford
President, FIA Law & Compliance Division, and Executive Director & Assistant General Counsel, J.P. Morgan

Brian Bussey
Director, Division of Clearing & Risk, Commodity Futures Trading Commission

Matthew Kulkin
Director, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission

James McDonald
Director, Division of Enforcement, Commodity Futures Trading Commission

Amir Zaidi
Director, Division of Market Oversight, Commodity Futures Trading Commission

William McCoy
Managing Director & Counsel, Legal and Compliance Department, Morgan Stanley, and General Counsel & Secretary, Morgan Stanley Capital Group

Stacie Hartman
Partner, Steptoe & Johnson

Jonathan Marcus
Of Counsel, Skadden, Arps, Slate, Meagher & Flom

James McDonald
Director, Division of Enforcement, Commodity Futures Trading Commission

Ari Nakkab
Deputy Chief Compliance Officer & Global Head of Fixed Income and Commodities Compliance, Millennium Management

Paul Pantano, Jr.
Partner, Willkie Farr & Gallagher

Maureen Guilfoile
Executive Director & Associate General Counsel, CME Group

Lauren Brinati
Managing Director, Market Regulation, National Futures Association

Cynthia Cain Ioannacci
Assistant General Counsel, National Futures Association

Jamila Piracci
Vice President, OTC Derivatives, National Futures Association

Regina Thoele
Senior Vice President, Compliance, National Futures Association

Carol Wooding
Vice President & General Counsel, National Futures Association

Allison Lurton
Senior Vice President & General Counsel, FIA

Rostin Behnam
Commissioner, Commodity Futures Trading Commission

Brian Quintenz
Commissioner, Commodity Futures Trading Commission

Dan Berkovitz
Commissioner, Commodity Futures Trading Commission

Dawn Stump
Commissioner, Commodity Futures Trading Commission

Robert Klein
Managing Director & Counsel, Citigroup Global Markets

Jesse Beardsworth
Associate General Counsel, Global Banking and Markets, HSBC

Matt Daigler
Senior Counsel, Office of the Chairman, Commodity Futures Trading Commission

Nathaniel Lalone
Partner, Katten Muchin Rosenman UK

John McKinlay
Director & Assistant General Counsel, CME Group

Sarah Riddell
Associate, Morgan Lewis

Mitja Siraj
Vice President of Legal, Europe, FIA

Maria Chiodi
Managing Director & Counsel, Legal & Compliance, Credit Suisse Securities

Kara Dutta
Assistant General Counsel, Intercontinental Exchange

Colin Lloyd
Partner, Cleary Gottlieb Steen & Hamilton

Michael Macchiaroli
Associate Director, Division of Trading & Markets, Securities and Exchange Commission

Ryne Miller
Partner, Sullivan & Cromwell

Thomas Smith
Deputy Director, Capital, Margin and Segregation, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission

Herbert Walton
Chief Risk & Compliance Officer, TradeStation

Margaret Brennan
Moderator of CBS News’ Face the Nation and CBS News’ Senior Foreign Affairs Correspondent

Kimberly Johns
Managing Director & Associate General Counsel, Goldman Sachs

Erik Barry
Director, Prime Derivatives Client Solutions, Credit Suisse

Stephen Obie
Partner, Jones Day

Deanna Reitman
Of Counsel, DLA Piper

Lilya Tessler
Partner, Sidley Austin

Gary DeWaal
Special Counsel, Katten Muchin Rosenman

Katherine Cooper
Attorney, Murphy & McGonigle

Robert Donovan
Director, Advisory, PricewaterhouseCoopers Advisory Services

Mike Gill
Chief of Staff, Office of Chairman J. Christopher Giancarlo, Commodity Futures Trading Commission

Gary Goldsholle
Partner, Steptoe & Johnson

Kari Larsen
Partner, Perkins Coie

J. Christopher Giancarlo
Chairman, Commodity Futures Trading Commission

Matthew VosBurgh
Director, Barclay

Gregory Compa
U.S. Head of Compliance, Tradeweb

Julie Mao
Director & Counsel, Credit Suisse Securities

Mauricio Melara
Associate Director, Office of International Affairs, Commodity Futures Trading Commission

Jamila Piracci
Vice President, OTC Derivatives, National Futures Association

Kathryn Trkla
Partner, Foley & Lardner

Scott Taylor
Managing Director, Compliance, Wells Fargo Securities

Joe Cerullo
Chief Compliance Officer, Futures Commission Merchant & U.S. Swap Dealers, J.P. Morgan

Deborah North
Partner, Allen and Overy

Felicia Rector
Managing Director, Securities Division, Goldman Sachs

Jeffrey Steiner
Counsel, Gibson, Dunn & Crutcher

2019 Sponsors and Exhibitors

PLATINUM:
• Allen & Overy
• Willkie Farr & Gallagher LLP

GOLD:
• Cleary Gottlieb
• Davis Polk
• Foley & Lardner
• Katten Muchin Rosenman LLP
• Milbank

SILVER:
• Bracewell
• CME Group
• Drinker
• Jones Day
• Latham & Watkins
• Steptoe & Johnson LLP
• Thompson Coburn LLP
• Whistler
• Wilmer Hale

EXHIBITORS:
• Allen & Overy
• CLIFFORD CHANCE
• Hogan Lovells
• NFA
• Reed Smith
• STROOCK
• TD Ameitrade
• WHISTLER
• WILKIE FARR & GALLAGHER LLP