4th Annual Conduct Risk, Culture and Regulation in Banking and Finance 2018 | IQPC | 25 September 2018 | Royce Hotel Melbourne, 379 St Kilda Rd, Melbourne VIC 3004, Australia

Managing Conduct Risk, Embedding an Ethical Culture, and Achieving Regulatory Compliance for Financial Services
‘Conduct risk’ is the risk of inappropriate, unethical or unlawful behaviour on the part of an organisation’s management or employees.

In recent years, there have been many well-publicized and highly damaging misconduct scandals within the financial industry - in the five years to 2015, Australian financial institutions clocked up $10 billion in conduct costs alone. However, the Australian market is now at a key point of transition in terms of managing conduct risk, with 89% of banks reporting an increased focus on non-financial risks.

With conduct risk being a key priority for financial institutes as well as its regulators, the Australian Prudential Regulation Authority (APRA) and Australian Securities & Investments Commission (ASIC) are increasingly administering fines for mismanagement of conduct. There is also a renewed focus on measures to improve consumer outcomes due to the Turnbull Government’s response to the Financial System Inquiry.

With this in mind, the Conduct Risk Summit will provide financial institutions with strategies for improving risk management and managing conduct risk, focusing on:

• Complying with key regulatory changes within the financial services market
• Developing conduct risk management frameworks across the entire value chain to measure, manage and mitigate risk
• Embedding risk in to the organizational culture for good customer outcomes
• Monitor and reward ethical behaviour while ensuring there are clear consequences for unethical behaviour

5 Reasons to Attend
• Analyse how conduct risk affects an organisation’s brand, reputation and financial viability
• Understand how other institutes are working on mitigating conduct risk
• Develop new tools to measure culture and identify key risk indicators
• Identify new regulation changes and improve your risk frameworks
• Recognise the importance of top-tier leaders in encouraging and communicating a responsible risk culture within organisations

Who will you meet?

Head/Director/Manager of:

Chief Risk Officers
Risk and Compliance
Risk Management
Risk Culture
Operational Risk
Enterprise Risk
Risk & Regulatory Affairs
Head of Conduct Risk

2018 Speakers

William Lewis
Change Lead - Banker Executive Accountability Regime, ANZ

Ruby Yaday
General Manager Risk and Assurance, Unisuper

Campbell Nicoll
Chief Risk Officer, Regional Bank Australia

Liza Nadolski
Senior Risk Management Advisor, iCare NSW

Peter Deans
Chief Risk Officer, Bank of Queensland

Paul Whitaker
Executive Manager Finance and Entity Risk Management, BT Financial Group

Phillip Budge
Chief Risk Officer, REST

Dr Jacqueline Drew
Senior Lecturer, Griffith University

Monica Goyal
General Manager of Internal Audit, ASX

Serena Lilywhite
Chief Executive Officer, Transparency International

Robert Wyld
Former Co Chair, International Bar Association (IBA), Anti-Corruption Committee

Sadeed Tirmizey
Manager of Cyber Security, Queensland Health

Ashim Prabhakar
Group Investigations Manager, Woolworths Group

Sasha Culjkovic
Group Compliance Manager, Woolworths Group

Victoria Laing
Technology Area Lead - New Ways of Working at Scale, ANZ

Serena Marriot
Senior Manager, Leadership & Coaching, ANZ

Emma Walch
Audit Director, Culture, ANZ

Melanie Rottier
Customer Advocate & Regulatory Change Project Manager, MyState

Sandra Burns Sandra Burns
General Manager Audit, Australia Division, ANZ

2018 Media Partners

• Finance IQ
• Banking Day
• Australian Bankers Association