5th Annual Operational Risk Management USA 2019 | Center for Financial Professionals | 2 October 2019 | Crowne Plaza, Times Square 1605 Broadway New York NY 10019 USA

Advancing management of operational risks and leveraging technology to increase value proposition.

KEYNOTES & PLENARY SESSIONS
• Culture and Conduct: Integrating conduct requirements and maturing risk culture of a firm.
• Geopolitical Risk: Operational risks associated with predicting unknowns.
• Converge: Integration of compliance, operational risk and enterprise risk teams.
• Regulation: Insight from the regulators to understand expectations.

2019 Speakers

Michael Anastasio
Head of Enterprise and Operational Risk, Charles Schwab Investment Management

Tanweer Ansari, Esq
SVP and Chief Compliance Officer, The First National Bank of Long Island

Dominique Benz
Director, Operational Risk Management, Mizuho

Jason Buchanan
SVP, US Director of Operational Risk, BBVA

Tim Carbery
Managing Partner, CastleHill Managed Risk Solutions

Clarice Carotti
Head of Market, Liquidity and Operational Risk Management, Intesa Sanpaolo NY Branch

Patricia Catharino
US Head of Internal Controls and Risk Management, Banco Itaύ International

Paul Clarke
SVP, Operational Risk Management, TD Bank

Chris Crowe
Managing Partner, SIONIC

Raj Dave
Director Compliance, Barclays

Nick Diieso
SVP, OR- Markets and Securities Services / Institutional Clients Group, Citi

Simeon Fishman
Head of Operational Risk Practices, AQR Capital Management

Marie Giangrande
Senior Director, Everbridge

Hafsteinn Gislason
Operational Risk Management, CIT Bank

Aengus Hallinan
MD, Group Head of Operational Risk, Credit Suisse

Michael J. Ivie
Managing Director, Head of FS Consulting, Phyton Consulting

Saqib Jamshed
Head of Model Risk Governance, The Options Clearing Corporation (OCC)

Etsuko Jennings
Managing Director, Operational Risk, Morgan Stanley

Sabeena Liconte
Head of Legal and Compliance, Bank of China USA

Kurt Lindheimer
Senior Sales Director, Aravo Solutions

Brian LoBalbo
Senior Director, ORM, Capital One

Jennifer Matney
SVP, Director of Operational Risk Management, UMB Financial Services

Timothy Murphy
GVP & Managing Director, Americas East, MetricStream

Vasanth Murugan
Director, Operational Excellence, American Express

Xavier Pujos
Managing Partner, SIONIC

Hugo Ramirez
SVP, Director of Corporate Assurance, BBVA

Jackie Risley
Senior Director of Product Marketing, Aravo Solutions

Jacob Rosengarten
Principal, Wolf/Rosengarten Group

Benoit Saint-Jevin
Head of OPC & TAC Coordination, Global Markets Americas, BNP Paribas

Meet Shah
Deputy Head, CCAR Operational Risk, UBS

Ryan Spelman
Senior Manager, CyberClarity360

Jack Sprague
SVP, Operational Risk Management, HSBC

Sunil Subramanian
Executive Director, Head of Operational Risk Quantification, JP Morgan Chase

Kathryn Toth
Director, Operational Risk Management, BMO Harris Bank

Amit Valecha
Executive Director, Operational Risk Management New York, UBS

Ryan Williams
Director, Operational Risk Programs, TIAA

Stephen Woitsky
SVP, Operational Risk Management, Bank of the West

2019 Partners & Sponsors

KNOWLEDGE PARTNER:
• CastleHill Managed Risk Solutions
• Metric System

CO-SPONSOR:
• Aravo
• Everbridge
• One Trust Vendor Pedia
• Phyton
• Sionic

ASSOCIATE SPONSOR:
• Cyber Clarity 360

EXHIBITORS:
• 360 Factors
• Management Solutions \
• SIA Partners