7th Annual BFSI-ERM 2023 - Conduct Risk, Compliance & Culture 2023 | IBR Conferences (International Business Review) | 7 November 2023 | Novotel Sydney Central, 169/179 Thomas St, Haymarket NSW 2000, Australia

Join and learn conversations surrounding risk management are now evolving and becoming more resilience centric. Risk teams, senior management, and the board are not just pondering over questions such as – How can we prevent the loss? What can we do to minimize the damage? – but also – How do we increase investor value? How do we create equilibrium among economic, social, and environmental aspects of our business? How do we maximize customer retention? How can we be better prepared in the future? What can we do to turn risk into a strategic advantage? How can we thrive on risk?

Why you should attend:
• Regulatory requirements: An overview of the laws, regulations, and supervisory expectations that apply to conduct risk and compliance for banks and financial services in Australia.
• Risk management: Strategies for identifying, assessing, and managing conduct risks, including the use of data analytics and other tools.
• Compliance culture: The role of leadership, governance, and culture in promoting a strong compliance culture within organizations.
• Conduct risk case studies: Real-world examples of conduct risks and the impact of non-compliance, including lessons learned and best practices for mitigating such risks.
• Compliance training: Best practices for providing effective training and education to employees on conduct risk and compliance topics.
• Governance and Ethics: Discussing the importance of ethical behaviour and the role of governance in ensuring a culture of compliance.
• Emerging risks: Discussing new areas of conduct risk that are becoming more relevant such as cyber security, digital fraud, and AI
• Compliance and innovation: Discussing how to balance the need for innovation with the need for compliance.
• Regulator’s expectations: A panel or keynote with regulator representatives discussing their expectations on conduct risk and compliance.

Who should attend:
• Chief Risk Officer
• Head of Culture and Risk
• Head of Internal Audit
• Head of Risk Assurance
• Head of Risk Models
• Chief Compliance Officer
• Senior Audit Manager
• Group Compliance manager
• Conduct Risk Specialist
• Head of Compliance
• Regulatory Reporting Officer

2023 Speakers

Gloria Yuen
Head of Regulatory Enablement and Delivery, NAB

Glenn Becker
Chief Risk Officer, Teachers Mutual Bank Limited

Shawn Chan
Chief Risk Officer, Brighter Super

Anne-Marie Paterson
Group Integrity Officer, AMP LTD

Dr. Ashish Malik
Applied Psychology, University of Newcastle

Craig Greenwood
Head of Compliance Advisory, Equifax

James Turner
Director, Minter Ellison Consulting

Cécile Walton
Director, Minterellison Consulting

Alexander Ong
Director, Risk Assurance - Compliance & Conduct, KPMG

Dr. Jolene Morse
Director, Financial Service Risk Management Consulting, Ernst and Young

Cris Parker
Director the Ethics Alliance & the Banking and Finance Oath - the Ethics Centre

Lynda Dowling
Head of Compliance, Bgc Partners And GFI Group

Rebecca Engel
Non Executive Director, the Regtech Association

Stephen Huppert
Independent Consultant & Advisor

Bryan Whitefield
Director, Bryan Whitefield Consulting

Mia Lander
Strategic Advisor, KPMG Australia

Dee Monaghan
Head of Culture, Experience & Insights, Bendigo and Adelaide Bank

Mandakini Khanna
Chief Risk Officer, Mystate Limited

Amanda Murphy
Head of Change and Commercialisation, ANZ

Inoke Faletau
Consultant, Crypto Law, Creo Legal

Harry Toukalas
Founder & CEO, Swarm Dynamics