Venue
Online

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Event Date Fri May 13 PDT (11 days ago)
In your timezone (EDT): Fri May 13 3:00am - Fri May 13 3:00am
Location Online
Region Americas
Details

Regulatory panel discussion that will cover AML-related trends, recent Enforcement actions, effective practices and emerging risks such as cyber-enabled crime, as well as a review of the AML Act and national priorities issued by FinCEN.

Learn about BSA compliance topics that are top of mind for the securities industry and how they relate to the broader financial services sector and financial crimes risk management community.

Speakers

2022 Speakers

Gargi Sharma
Investigative Director, FINRA

Eli Renshaw
Investigative Director, FINRA

Mike Rufino
Associate Regional Director in the New York Regional Office, Division of Examinations SEC

MODERATOR

Lesley Park
Senior Delivery Manager, Thomson Reuters Special Services