Advertising Regulation Conference 2017 | World F...

Venue

Washington, DC

Washington, DC, Renaissance Washington, DC Downtown Hotel 999 Ninth Street, NW Washington, DC 20001

What is Qwoted?

Qwoted is a free expert network: we help reporters connect with experts & we help those same experts build relationships with top reporters.

Learn more

Event Date	Thu Oct 5 EDT - Fri Oct 6 EDT (about 7 years ago)
Location	Washington, DC Renaissance Washington, DC Downtown Hotel 999 Ninth Street, NW Washington, DC 20001
Region	Americas

Details

FINRA's Advertising Regulation Conference provides a forum to hear about practical guidance on complying with advertising rules and new developments involving the communications rules, and the opportunity to gain guidance on the advertising standards from industry and FINRA experts. This year’s conference includes opportunities to network with industry peers and meet one-on-one with Advertising Regulation Department staff during office hours.

Speakers

Moderator:
Joseph Savage, FINRA Office of Regulatory Analysis
Panelists:
Alexander Gavis, Fidelity Investments LLC
Thomas Pappas, FINRA Advertising Regulation
Joseph Price, FINRA Corporate Financing/Advertising Regulation

Moderator:
Gregory Riviello, FINRA Advertising Regulation
Panelists:
Stephanie Gregory, FINRA Advertising Regulation
Timothy Holland, FINRA Advertising Regulation
Steven O’Mara, FINRA Advertising Regulation

Moderator:
Ira Gluck, FINRA Advertising Regulation
Panelists:
Joan Adler, Ellenoff Grossman & Schole LLP
Rebecca Knutson, FINRA Advertising Regulation
Alissa (Lisa) Robinson, FINRA Membership Application Program

Moderator:
Derek Ashworth, FINRA Advertising Regulation
Panelists:
Darrian Hopkins, TIAA
Lynn Lawson, FINRA Advertising Regulation
Danielle Nicholson Smith, T. Rowe Price Investments Services, Inc.

Moderator:
Pramit Das, FINRA Advertising Regulation
Panelists:
Steven Choi, FINRA Advertising Regulation
Joseph George, FINRA Advertising Regulation
Wayne Louviere, FINRA Advertising Regulation

Moderator:
David Roscum, FINRA Advertising Regulation
Panelists:
Emily Gordy, LPL Financial, LLC
Stephanie Gregory, FINRA Advertising Regulation
Robert Sondheim, E*TRADE Securities LLC

Moderator:
Gregory Riviello, FINRA Advertising Regulation
Panelists:
Nanette Chern, Funds Distributor, LLC
John Veator, FINRA Member Relations and Education
James Webb, Cape Securities, Inc.

Moderator:
Pramit Das, FINRA Advertising Regulation
Panelists:
Richard Choi, Carlton Fields
Joseph George, FINRA Advertising Regulation
Julie Leitwein, Nationwide Insurance

Moderator:
Christine Wheatley, Fidelity Investments LLC
Panelists:
Alexander Gavis, Fidelity Investments LLC
Thomas Pappas, FINRA Advertising Regulation

Moderator:
Amy Sochard, FINRA Advertising Regulation
Panelists:
Stephen Bard, Wells Fargo Advisors
Ted Newton, MassMutual Financial Group

Moderator:
Joseph Savage, FINRA Office of Regulatory Analysis
Panelists:
Meredith Cordisco, FINRA Office of General Counsel
Angela Goelzer, FINRA Office of Regulatory Analysis
Haimera (Haime) Workie, FINRA Emerging Regulatory Issues

Moderator:
David Roscum, FINRA Advertising Regulation
Panelists:
Emily Gordy, LPL Financial, LLC
Stephanie Gregory, FINRA Advertising Regulation
Robert Sondheim, E*TRADE Securities LLC

Moderator:
Amy Sochard, FINRA Advertising Regulation
Panelists:
Pamela Ellis, Municipal Securities Rulemaking Board (MSRB)
Cynthia Friedlander, FINRA Regulatory Operations
Rebecca Knutson, FINRA Advertising Regulation

Moderator:
Anthony Maher, FINRA Advertising Regulation
Panelists:
Kimberly Flanders, FINRA Advertising Regulation
Lynn Lawson, FINRA Advertising Regulation

Moderator:
Steven O’Mara, FINRA Advertising Regulation
Panelists:
James Day, FINRA Enforcement
J. Martin Levine, FINRA Advertising Regulation
Elizabeth Page, FINRA Boston District Office