AFME Implementation of the Market Abuse Regulation in the UK 2019 | AFME (Association for Financial Markets in Europe) | 13 February 2019 | Linklaters LLP, One Silk St, London EC2Y 8HQ, UK
Venue
Linklaters LLP
Linklaters LLP, One Silk St, London EC2Y 8HQ, UK
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| Event Date |
Wed Feb 13 GMT (almost 6 years ago)
In your timezone (EST): Wed Feb 13 3:00am - Wed Feb 13 12:00pm |
| Location |
Linklaters LLP
One Silk St, London EC2Y 8HQ, UK |
| Region | EMEA |
Details
This session is an opportunity to hear the views of the Financial Conduct Authority on implementation of the Market Abuse Regulation; key current priorities and areas of focus for the Market Oversight team; and areas that firms should focus on as they review and assess their market abuse systems and controls. Topics to be covered include:
How firms ensure inside information is kept secure (across both internal and external walls)
Private side firm information management, access control and surveillance capabilities and the quality of controls
FCA views regarding market behaviours that may undermine market integrity
Commentary on surveillance capabilities observed and areas requiring focus
A forward-looking consideration of how market abuse risks may evolve
Speakers
2019 Speakers:
Will Dennis
Managing Director, AFME
Julia Hoggett
Director of Market Oversight, Financial Conduct Authority
Nik Kiri
Financial Regulation Partner, Linklaters
Andrew Brook
Director, AFME