Venue
New York Law School
New York Law School, 185 West Broadway New York, NY 10013Partners

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Event Date Wed Oct 11 EDT - Thu Oct 12 EDT (about 7 years ago)
Location New York Law School
185 West Broadway New York, NY 10013Partners
Region Americas
Details

Join senior executives and regulatory policymakers at The National Conference on the Securities Industry this fall to examine the latest developments in evolving securities regulations, auditing and accounting requirements. Hosted by the American Institute of Certified Public Accountants (AICPA) and the SIFMA Financial Management Society (SIFMA FMS) and available in-person or via webcast.

2017 discussions include:

A senior executive’s view of the securities industry
Analyst perspective of the banking and securities industries
Recent and pending accounting and auditing pronouncements from FASB and industry experts
PCAOB feedback on inspections of broker-dealer audits
Open Q&A session with representatives from the SEC, FINRA and CFTC

Speakers

2017 Speakers

Participants

• Anthony Stucchio

• Grace Vogel, Gerard McGraw

• Lawrence Rosenberg, Michael C. Bodson

• Charles Hintz

• Jonny J. Frank

• Ben A. Indek, Susan A. Schroeder

• Traci Gusher, Scott W. Bauguess, Grace Brasington, Marc T. Macaulay

• Dan Palomaki, David Bonnar, Rhoda Dhar, Jeannine Hyman

Sponsors & Partners

2017 Sponsors & Partners

Platinum
• AXIOMSL
• EY
• BDO

Silver
• DASH

Partners
• Broadridge
• Deloitte
• Fidelity
• hearsay
• pwc