Venue
Virtual Event

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Event Date Thu Dec 2 EST (about 2 months ago)
Location Virtual Event
Region Americas
Details

Please join us for AIMA Canada’s Annual Regulatory Forum, where we will discuss a number of current topics impacting compliance, registration and investment funds, alongside our members’ top questions for the regulators.

Topics include:
• Overview/review of regulator’s statement of priorities
- Current focus
- Status of Capital Markets Act
• Update on Client Focused Reforms
- OBAs
- Vulnerable Investor Initiatives
• Overview of a novel dual passport decision (AMF/OSC)
• Cryptocurrency developments
• Further refinements in alternative mutual funds – formally codifying additional items

Speakers

2021 Speakers

Louis-Martin Ouellet
Coordinator, Investment Funds Oversight, Autorité des marchés financiers (AMF)

Kat Szybiak
Compliance and Registrant Regulation, Senior Legal Counsel, Ontario Securities Commission

Darren McKall
Manager, Investment Funds and Structured Products, Ontario Securities Commission

MODERATOR:

Norbert Knutel
Partner, Blake, Cassels & Graydon LLP

Sponsors & Partners

2021 Sponsor

• Blakes