Venue
Virtual Event

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Event Date Mon Feb 22 EST - Tue Feb 23 EST (8 months ago)
Location Virtual Event
Region All
Details

During SIFMA’s two-day Anti-Money Laundering & Financial Crimes Conference, learn about regulatory and examination priorities for 2021 and lessons learned from enforcement; participate in interactive financial crime case studies; and hear industry perspectives on the latest developments in the AML and financial crime space, including regulatory reform efforts, fraud trends and operational challenges related to COVID-19, human trafficking typologies, and sanctions developments.

Speakers

2021 Speakers

Ira D. Hammerman
Executive Vice President & General Counsel, SIFMA

Greg Ruppert
Executive Vice President, National Cause and Financial Crimes Detection Programs, FINRA

Matthew A. Thoresen
Supervisory Special Agent, Federal Bureau of Investigation (FBI)

Kenneth A. Blanco
Director, Financial Crimes Enforcement Network (FinCEN)

MODERATORS:

Sarah D. Green
Global Head of Financial Crimes Officer, Vanguard Group, Inc.

Justin Mendelsohn
Deputy Head of AML and Sanctions, Brown Brothers Harriman & Co.

James Fiebelkorn
Vice President – BSA/AML Program and Financial Intelligence Unit, Charles Schwab

Margaret S. Edmunds
Director of AML and Corporate Compliance, AML Compliance Officer, Baird

Catherine (Cathy) A. LaFalce
Managing Director and Global Head of AML Compliance Risk Management, Markets and Banking, Citi

Andrea Sharrin
Managing Director and Head of Financial Crime for the Americas and Investment Bank, Barclays

Elizabeth “Paige” Baumann
Senior Vice President, Chief Anti-Money Laundering Officer, Fidelity Investments

Anna Manning
Director, BSA/AML Officer, Raymond James

Adrienne Kosta
Vice President, AML Officer, DBS LLC, Fidelity Forex LLC, FPF LLC, NFS LLC, Fidelity Investments

Satish M. Kini
Partner, Debevoise & Plimpton LLP

Katrina A. Carroll
Executive Vice President and Chief Anti-Money Laundering Officer, LPL Financial LLC

PANELISTS:

Logan Anderson
Managing Director, Financial Crimes Risk Management, Charles Schwab

Timothy Casey
Financial Crimes Compliance, Goldman Sachs

Nicole de Bello
Anti-Money Laundering Counsel, Executive Director, Morgan Stanley

Sarah Runge
Global Head of Financial Crimes Compliance Regulatory Strategy, Credit Suisse

Brooke Hickman
Director, Vulnerable Adults and Seniors Team (VAST), FINRA

Thor Nelson
Director of AML and Anti-Fraud, Ameriprise Financial, Inc.

Betty Santangelo
Partner, Schulte Roth & Zabel LLP

Eric Kaplan
Managing Director and Head of Financial Crimes Compliance, Mizuho Americas

Shakeema Kimble
Head of Customer and Enhanced Due Diligence, RBC Capital Markets, LLC

Rockwell Reid
Senior Vice President, AML Compliance Risk Management – Banking, Capital Markets and Advisory, Citi

Andrea Walser
Managing Director, Global Financial Crimes Compliance (GFCC), Bank of America Merrill Lynch

Hilary De Lorenzo
Senior Vice President, Corporate Risk, Wells Fargo

Chris Dillon
Senior Manager, EY

Xiling Qian
Director, Barclays

Kate Valleau
Vice President, Internal Audit, Raymond James

John Davidson
Former Managing Director & Global Head of Financial Crimes, E*Trade Financial

Kara Suro
Vice President, Fraud Risk Management, Charles Schwab

Jeffrey Weiss
Head of Financial Crimes, Robinhood

Katherine Hansen
Vice President, AML Senior Compliance Officer, Baird

Angelica Samudio
Senior Intel Research Specialist, Financial Crimes Enforcement Network (FinCEN)

Jennifer Silliman
Group Supervisor, Homeland Security Investigations, U.S. Department of Homeland Security

Madelyn Yarbenet
Head of Forensics in Financial Crime Compliance (FCC), Goldman Sachs

Jon Blattmachr
Virtual Currency Chief and Assistant Deputy Superintendent, New York Department of Financial Services

Patrick Leary
Senior Vice President, Financial Crimes Risk Management, Wells Fargo

Thomas Messina
BNY Mellon

Jeremy Warren
Head of CIB Global Financial Crimes Compliance, J.P. Morgan Chase & Co.

Justyna Gudzowska
Executive Director, Legal and Compliance, Morgan Stanley

David Stetson
Vice President and Senior Legal Director, Business Intelligence Group, Goldman Sachs

Scott Willis
SVP, Deputy Chief AML Officer, Raymond James

Stephanie L. Brooker
Partner, Gibson, Dunn & Crutcher

Jason Foye
Director - AML Investigative Unit, FINRA

Akrivi Mazarakis
Acting Assistant Director, Office of Chief Counsel, SEC’s Division of Examinations (EXAMS), U.S. Securities and Exchange Commission

Dmitriy Vilenskiy
Sr. Investigator, Division of Enforcement, Commodity Futures Trading Commission (CFTC)

Sponsors & Partners

2021 Sponsors and Partners

DIAMOND:
• Behavox
• Chainalysis
• Debevoise & Plimpton
• Fiserv
• Gibson Dunn
• Guide House
• Relativity Trace
• Schulte Roth & Zabel
• Smarsh
• Tiger Graph

GOLD:
• Basis Code Compliance
• Bates AML & Financial Crimes
• FiS

SILVER:
• Six

SIFMA'S STRATEGIC PARTNERS:
• Aws Financiall Services
• Broadridge
• EY
• FICO
• Fidelity Investments
• FiS
• Google Cloud
• IBM
• PwC