Are you ready for the SM&CR 2019 | The Investment Association | 30 October 2019 | London
Venue
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| Event Date |
Wed Oct 30 GMT (about 5 years ago)
In your timezone (EST): Wed Oct 30 10:00am - Wed Oct 30 12:50pm |
| Location | London |
| Region | EMEA |
Details
With only months to go until the implementation deadline of the SM&CR for investment management firms, it is imperative that businesses have made progress in their project planning in order to effectively operationalise the regime.
Attendance at this briefing, the third in the IA's series of events on the SM&CR, will help Core and Enhanced firms to determine where challenges may still remain and focus on the latest feedback from the FCA regarding firms' implementation of the regime.
Attending This Event Will Provide You With Insight Into:
• How the regime applies to Core and Enhanced firms and compliance requirements
• Implementation steps
• Where firms should currently be with their preparation and who needs to be involved
• Industry experts' experiences of the regime, opportunities and risks
Speakers
2019 Speakers
Lydia Buttinger
Global COO Risk & Head of Shared Services, Standard Life Aberdeen
Peter Ewing
Technical Specialist, Financial Conduct Authority
Philip Gallo
Global Head of Compliance, Schroders
Jeremy Herman
Managing Director and Senior Counsel, Goldman Sachs
Sarah Thwaites
Senior Policy Adviser, The Investment Association
Kate Tilley
Head of Conduct Regulatory Development, M&G Prudential
Sponsors & Partners
2019 Legal Partner
• Link Laters