C&L Regional Seminar: Charlotte 2024 | SIFMA | 23 September 2024 | The Ritz-Carlton, Charlotte, 201 E Trade St, Charlotte, NC, USA
Venue
The Ritz-Carlton, Charlotte
The Ritz-Carlton, Charlotte, 201 E Trade St, Charlotte, NC, USA
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| Event Date | Mon Sep 23 EDT (3 months ago) |
| Location |
The Ritz-Carlton, Charlotte
201 E Trade St, Charlotte, NC, USA |
| Region | Americas |
Details
The seminars gather compliance and legal professionals working in the financial services industry to share best practices, informative content and focused networking opportunities in the increasingly complex and changing regulatory and compliance arenas. Join industry experts to discuss issues including litigation and arbitration, regulatory developments and trends, current issues in the financial industry, and more. The leading forum for compliance and legal professionals working in the financial services industry. With a rich 50+ year history, it provides a unique opportunity for industry leaders and regulators to come together to share information and collaborate with the goal of ensuring our capital markets are the most fair, transparent and ethical in the world.
Speakers
2024 Speakers
Michael Solomon
EVP of Examinations and Membership Application Program, FINRA
Nekia Hackworth-Jones
Atlanta Regional Director, U.S. Securities and Exchange Commission (SEC)
Sponsors & Partners
2024 Sponsors
PLATINUM SPONSOR:
• GlobalRelay
GOLD SPONSORS:
• Moore&VanAllen
• Sidley
• Smarsh
SPONSORS:
• EY
• K&S King&Spaiding