C&L Regional Seminar: St. Louis 2024 | SIFMA | 4 June 2024 | Edward Jones Conference Center, 130 Edward Jones Boulevard, Maryland Heights, MO, 63043, USA

Venue
Edward Jones Conference Center
Edward Jones Conference Center, 130 Edward Jones Boulevard, Maryland Heights, MO, 63043, USA

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Event Date Tue Jun 4 CDT (6 months ago)
In your timezone (EST): Tue Jun 4 1:00am - Tue Jun 4 1:00am
Location Edward Jones Conference Center
130 Edward Jones Boulevard, Maryland Heights, MO, 63043, USA
Region Americas
Details

The seminars gather compliance and legal professionals working in the financial services industry to share best practices, informative content and focused networking opportunities in the increasingly complex and changing regulatory and compliance arenas. Gathers industry experts to discuss issues including litigation and arbitration, regulatory developments and trends, current issues in the financial industry, and more. The leading forum for compliance and legal professionals working in the financial services industry. With a rich 50+ year history, it provides a unique opportunity for industry leaders and regulators to come together to share information and collaborate with the goal of ensuring our capital markets are the most fair, transparent and ethical in the world.

Speakers

2024 Speakers

Akinyemi Akiwowo
Morgan Stanley

Carrie Bechtold
Wells Fargo

Roy Ben-Hur
Deloitte

James Browning
Stifel

Bridget Farrell
Edward Jones

Jim Fiebelkorn
Edward Jones

Su Gaustad
Ameriprise Financial

Harold Hegg
Ameriprise

Nancy Hendrickson
D.A. Davidson

Christopher Kelly
CSG Law

Matt Kelly
Debevoise & Plimpton

Rich Link
Edward Jones

Michael Manly
FINRA

Valerie Mirko
Armstrong Teasdale

Carmi Moser
FINRA

Jim Reese
FINRA

Emily Renshaw
Morgan, Lewis & Bockius LLP

Tina Samanta
Gibson, Dunn & Crutcher LLP

Gwendolyn Taylor
Benjamin F. Edwards

Lee Thoresen
RBC Wealth Management

Orit Weinstein
D.A. Davidson

Josh Wilsusen
SIFMA

Eleonora Yonge
LPL Financial

Sponsors & Partners

2024 Sponsors and Partners

PLATINUM SPONSOR:
• Globalrelay

GOLD SPONSOR:
• Morgan Lewis

SPONSORS:
• Gibson Dunn
• Stradley Ronon
• UB Greensfelder

SIFMA'S STRATEGIC PARTNERS:
• BetaNXT
• Broadridge
• Deloitte
• EY
• FICO
• Fidelity Investments
• FIS
• KPMG
• PwC