Venue
Webinar

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Event Date Tue Jan 23 UTC (11 months ago)
In your timezone (EST): Mon Jan 22 7:00pm - Mon Jan 22 7:00pm
Location Webinar
Region All
Details

Join us for the first in the series of horizon scanning webinars, which will look at what's coming down the regulatory track for 2024, that focuses on the Capital Markets sector. This webinar will be relevant for all firms within the Capital Markets space, including, Asset Managers, Wealth Managers, Investment Firms, Hedge Funds, Corporate Finance Providers, Brokers, Broker Dealers, Portfolio Managers, and Advice service providers.

The objective of these webinars is to:
• highlight the key regulatory initiatives and reforms hitting firms and compliance departments in 2024;
• to share what we believe are key FCA priorities and any common themes we are seeing in FCA communications derived from our collective experience of working across multiple sectors; and
• to help enable participants to earmark resources to prepare for regulatory initiatives in good order.

The agenda below highlights the main areas of focus for this webinar, but it will also be cover other items from the FCA's regulatory initiative grid.
• Investment research review
• Sustainability disclosure and investment labels (SDR)
• Regulation of asset management
• SMCR review

Speakers

2024 Speakers

Martin Lovick
Director of Capital Markets, Cosegic

Nyansa Corrah
Consultant, Compliancy Services