Closed-End Fund Conference 2019 | Investment Company Institute | 7 November 2019 | Convene Conference Center, 32 Old Slip, New York, NY 10005 USA

The Investment Company Institute (ICI) is the leading association representing regulated funds globally, including mutual funds, exchange-traded funds (ETFs), closed-end funds, and unit investment trusts (UITs) in the United States, and similar funds offered to investors in jurisdictions worldwide. ICI seeks to encourage adherence to high ethical standards, promote public understanding, and otherwise advance the interests of funds, their shareholders, directors, and advisers. ICI’s members manage total assets of US$21.9 trillion in the United States, serving more than 100 million US shareholders, and US$7.0 trillion in assets in other jurisdictions. ICI carries out its international work through ICI Global, with offices in London, Hong Kong, and Washington, DC.

2019 Speakers

SPEAKERS:

Paul Cellupica
Deputy Director and Chief Counsel, Securities and Exchange Commission

Nathan Briggs
Partner, Ropes & Gray LLP

George P. Hoyt
Associate General Counsel and Managing Director, Legg Mason

Brian McLaughlin Johnson
Assistant Director, Rulemaking, Investment Company Regulation Office, US Securities and Exchange Commission

Chris Rohrbacher
Managing Director and Associate General Counsel, Nuveen, LLC

Ron Miller
Executive Director, Morgan Stanley Wealth Management

Stephen T. Minar
Director, BlackRock Funds

Jerry Raio
President and CEO, Arbor Lane Advisors, Inc.

Kevin Carroll
Best-Selling Author, Expert on Creativity and Innovation, Agent for Social Change

Rajib Chanda
Partner, Simpson Thacher & Bartlett LLP

James Hannigan
Managing Director, The Blackstone Group, L.P.

John Marino
Vice President, Pershing LLC

Chintan Muchhala
Partner, Ernst & Young LLP

Jim Burke
Vice President, Research, AST Fund Solutions, LLC

Rose DiMartino
Partner (Retired), Willkie Farr & Gallagher

Alex Pulisic
Vice President, Investment Company Research, Institutional Shareholder Services

MODERATORS:

Dorothy Donohue
Deputy General Counsel, Securities Regulation, Investment Company Institute

Elizabeth A. Nelson
Assistant General Counsel, Invesco

David Lamb
Managing Director, Closed-End Funds, Nuveen

Jennifer Cho
Vice President, PIMCO LLC

Tom A. DeCapo
Partner, Skadden, Arps, Slate, Meagher & Flom LLP

2019 Sponsors

• Aberdeen Standerd Investments
• Calamos Investments
• EY
• Nuveen
• Ropes & Gray
• Sullivan