Compliance Management 2024 | OnCourse Learning | 17 January 2024 | Webinar
Venue
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| Event Date |
Thu Jan 18 UTC (11 months ago)
In your timezone (EST): Wed Jan 17 7:00pm - Wed Jan 17 7:00pm |
| Location | Webinar |
| Region | All |
Details
This webinar will look at the expectations and requirements related to a financial institution’s Compliance Management System (CMS). You will learn how best to utilize your resources to create an effective CMS or enhance your current CMS.
What You'll Learn:
• Board and Senior Management Oversight
• The Role of the Compliance Officer(s) / Compliance Team
• Risk Assessments
• Effective Policies, Procedures & Processes
• Training
• • Audits & Monitoring
• Complaint Management
• Reporting
• Culture (the foundation of an effective Compliance Management System)
Speakers
2024 Speakers
David Dickinson
President, Banker's Compliance Consulting