Compliance Week Financial Crimes and Regulatory Compliance Summit 2024 | Compliance Week | 10 June 2024 | Fordham Law School, 150 W 62nd St, New York, NY 10023, USA

Thsi event will attract senior risk and compliance practitioners and thought leaders in financial services for two days of discussion, networking, and benchmarking around the latest regulations and developments impacting the sectors.

Sessions will address topics including the effect of emerging technologies and their opportunities and risks; confronting regulators’ increased expectations regarding the storage and surveillance of employee use of off-channel communications; and the latest in best practices for AML, KYC, sanctions compliance, and more.

Compliance Week will look to leverage its New York location to attract regulators to speak to these issues and inform attendees as to what they must be doing to stay ahead of the evolving risk landscape.

2024 Speaker

Adam Libove
Deputy Bureau Chief, Public Integrity Bureau, Kings County District Attorney’s Office

Aaron Mendelsohn
Director, Oversight and Investigations Division, New York City Council

Tracie Razzagone
Special Assistant U.S. Attorney, Federal Bureau of Investigation

Paul Roberts
Assistant Special Agent in Charge, Federal Bureau of Investigation

Gene DeMaio
Head of Regulatory Services, Financial Industry Regulatory Authority (FINRA)

Jennifer Duggins
Assistant Director, Co-Head of the Private Funds Unit, Securities and Exchange Commission

Kate Lesker
Senior Special Counsel, Division of Examinations, Office of Chief Counsel, Securities and Exchange Commission

Hane Kim
Chief Risk and Strategy Officer, Division of Examinations, Securities and Exchange Commission

Adam Storch
Associate Director, Leader of Event and Emerging Risk Examination Team, Securities and Exchange Commission

Antonia Apps
Regional Director, Securities and Exchange Commission

Melissa Babin
Head of Financial Crime Investigations, Robinhood

Amber-Noelle Anthony
Former Chief Regulatory Office - U.S. Compliance Transformation, Deutsche Bank

Brennan Lodge
Head of Advanced Analytics Products Cybersecurity, HSBC

Nicholas F. Gaffney
Executive Director, Financial Crimes Compliance, Nomura

Michael Kitson
Deputy Chief Compliance Officer and Counsel, Bridgewater Associates

Shachi Bhatt
Chief Compliance Officer, Bureau of Asset Management, Office of the New York City Comptroller

Ursula Clay
Chief Compliance Officer, Nearwater Capital

Bill Corson
Chief Compliance Officer, PineBridge Investments

Kevin Cloherty
Deputy General Counsel, Global Markets, Manulife

Christine Schleppegrell
Partner, Morgan Lewis

Zila Acosta-Grimes
Senior Associate, Linklaters

Adewale Ayantoye
VP, Commercial Risk Management, Flutterwave

Devi Shanmugham
Global Head of Compliance, Tradeweb

Bruce Karpati
Partner, Global Chief Compliance Officer, KKR

Erin K. Preston
SVP, Chief Compliance Officer and Anti-Money Laundering Compliance Officer, Wedbush Securities

Suzan Rose
Senior Advisor, Government and Regulatory Affairs, Alternative Investment Management Association

Matthew B. Siano
Managing Director Emeritus, Two Sigma Investments; Adjunct Professor, Mason School of Business, William & Mary

Dr. Henry Balani
Adjunct Professor of Business, Northern Illinois University

Satnam Lehal
Former Chief Compliance Officer, Danske Bank

Alyson McDevitt
Data and Research Journalist, Compliance Week

Maria T. Vullo
Founder and CEO, Vullo Advisory Services; Former Superintendent, New York State Department of Financial Services

Stan Yakoff
Adjunct Professor of Law, Fordham Law School

Barbara Boehler
Senior Director, Compliance Programs, Fordham Law School

Kyle Brasseur
Editor in Chief, Compliance Week

Aaron Nicodemus
Staff Writer – Financial Services, Compliance Week

Matthew S. Axelrod
Assistant Secretary for Export Enforcement, U.S. Department of Commerce’s Bureau of Industry and Security

Caroline Pham
Commissioner, Commodity Futures Trading Commission