Virtual Event

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Event Date Thu May 20 UTC (5 months ago)
In your timezone (EDT): Thu May 20 8:52am - Thu May 20 11:20am
Location Virtual Event
Region All

The Compliance, Risk and RegTech Conference

Over the years, we have had some incredible speakers take the COMPLY stage to share their wisdom, expertise and best practices with our attendees, equipping attendees with actionable takeaways to take back to their companies.

COMPLY is the one event that brings together industry leaders from around the globe for groundbreaking learnings and connections:
• Local, Federal and International Regulators
• Compliance Leaders
• Marketing Executives
• Legal Experts
• Leading Consultants
• RegTech and FinTech Innovators
• Operations Professionals
• RegTech and FinTech Investors

What to Expect From COMPLY?

• Amazing Keynotes
In the past some inspiring names have taken the COMPLY stage like Frank Abagnale, Gary Vaynerchuk, Scott Stratten, Commander David Baird and Richard Cordray. This time will be no different as our keynotes will inspire you to think bigger.

• Tactical Sessions
During COMPLY some of the biggest names in marketing, compliance, regulations and innovation shared their playbooks to take your compliance practice to the next level - and this year will be no different.

• Networking And Fun
COMPLY is nothing like your fathers compliance conference! We're serious about compliance but also serious about having fun and making great connections.


2021 Speakers


Ben Nemitin
Author of What Do You Want To Do Before You Die? and star of the TV show The Buried Life

Nikita Pearson
Director of the Office of Minority and Women Inclusion (OMWI), Federal Deposit Insurance Corporation (FDIC)

Alex Baydin
Founder and CEO, PerformLine

Lasalle Vaughn
Head of Global Product Compliance & Quality Assurance, Robinhood

Richard Cordray
Author of Watchdog and former Director of the CFPB

Alan Gibson
Assistant General Counsel, Microsoft


Andrew Ting
General Counsel, West Creek

Sandy Brown
Assistant Director in the Bureau of Consumer Protection’s Division of Financial Practices, Federal Trade Commission

Haimera Workie
Head of Financial Innovation and Senior Director, FINRA

Nicole Booth
Executive Vice President of Public Affairs, Notarize

Catherine Brennan
Partner, Hudson Cook

Jonathan Pompan
Partner & Co-Chair of Consumer Financial Services Practice, Venable LLP

David Tilis
Chief Strategy Officer, FinWise Bank

Jordan Smith
VP, Governance, Risk and Compliance, Even Financial

Steven Rubenstein
Privacy Consultant, One Trust

Jason Mikula
Fintech Consultant & Publisher

Puja Amin
Corporate Counse, loanDepot

Vishal Ranjane
Head of Global AML Strategies, Solutions and Transformation, TD Bank

Christopher Tocin
Head of Risk Data Analytics & Automation, M&T Bank

Steve Munford
President and CEO, Trulioo

Russell E. Perry
CEO and Co-Founder, kompany

Rhonda McGill
Director of Client Solutions, PerformLine

Dan Quan
Managing Partner, Banks Street Advisory

Robert Cruz
VP, Information Governance, Smarsh

Brian Clark
Founder and CEO, Ascent RegTech

Diana Banks
Senior Counsel, Fair & Responsible Banking Regulatory Compliance and Policy, American Bankers Association

Kareem saleh
Founder & CEO, FairPlay

Katherine Campbell
Chief Digital Officer, Assurance Financial

John Henson
Head of Legal and Compliance, ConsumerAffairs

Laura Brandao
President, American Financial Resources

Celie Niehaus

Meredith Fuchs
General Counsel, Plaid

Annie Delgado
Chief Compliance Officer, Upstart

Shelley Metz-Galloway
Managing Director, US Regulatory Compliance Lead, Protiviti

Katherine A. Lemire
Executive Deputy Superintendent, Consumer Protection and Financial Enforcement Division, New York State Department of Financial Service

Nicholas Smyth
Assistant Director for Consumer Financial Protection, Sr Deputy AG, PA Office of Attorney General

Milton Marquis
Member, State Attorneys General Practice, Cozen O'Connor

Lakshmi Murthy
US Lead for Risk, Compliance & Regulatory Analytics, Credit Suisse

Kayvan Alikhani
Co-Founder and CEO,

Emily Schoolman
Head of Corporate Compliance, Raymond James

Yasmin Omrani
Global Regulatory, Compliance, and AFC Innovation Lead, Deutsche Bank

Brian Geary
President, OnDeck Capital

Adam Goller
General Manager of Strategic Partnerships, Cross River Bank

Tyler Montrone
Chief Compliance Officer and Chief Legal Officer, Acima Credit

Sponsors & Partners

2021 Partners

• Banking CIO Outlook
• Department for International Trade
• CN CryptoNewsZ
• Smart Money Match