Complying with MiFID II 2018 | Academy of European Law ERA | 8 March 2018 | ERA Congress Centre, Metzer Allee 4, 54295 Trier, Germany

This seminar will show legal practitioners how to comply with the most challenging aspects of MiFID II such as reporting requirements, creation of transaction reports, cost transparency, the Systemic Internaliser regime, rules on the use of new trading platforms and FinTech. Using practical examples, it will demonstrate how to deal with issues of product manufacturing, distribution, governance and best execution.

Key topics:
• Hot issues with pre- and posttrade compliance
• Systematic Internaliser
• Post-trade issues
• Algorithmic and high-frequency trading (HFT), multilateral trading facility (MTF) and organised trading facility (OTF): the main points to consider
• Investor protection aspects of MiFID II
• Practical advice: how to comply with and how to avoid getting caught in breach of MiFID II’s requirements

Who should attend?
Compliance officers, banking and capital markets lawyers, national supervisors.

2018 Speakers

John Ahern
Partner, Katten Muchin Rosenman LLP, London

Frédéric de Brouwer
Managing Director, Head of Regulatory, Legal Department, Société Générale Bank, CIB, Paris

Dr Andrew Henderson
Partner, Eversheds International, London

Markus Lange
Partner, KPMG Law, Frankfurt

Martin Schulte
DG Legal Services, European Central Bank, Frankfurt am Main

Anna Szerszen
Policy Officer, Directorate-General for Financial Stability, Financial Services and Capital Markets Union (DG FISMA), European Commission, Brussels