Conduct Risk Management 2019 | Marcus Evans | 3 September 2019 | TBA, Singapore, Singapore

Conduct risk has become a top priority for boards of financial institutions globally. But what is conduct risk? Essentially, it refers to how firms and their staff conduct themselves- including how customers are treated, how staff are remunerated and how conflicts of interest are addressed. Losses associated with or attributable to conduct risk around the world have far exceeded credit risk and market risk losses over the past few years.

With an increased focus on managing business conduct by regulators in many jurisdictions, financial firms are closely scrutinizing what conduct risk means in practice to them. As a result, firms need to understand how business conduct impacts on their business, their employees, their customers and the market in which they operate.

You will look at the key terminology and develop skills that will help you recognize good and poor conduct. You will explore key regulatory developments that affect your firm and your stakeholders and will gain an understanding of how to react. You will also gain a valuable insight into how a regulatory conduct framework works in practice.

Who should attend?
This course will be suitable for personnel in the financial markets with a basic understanding on Risk Management. It is particularly designed for:
• Risk, Audit & Compliance Professionals
• Head of Operational Risk
• Managers of Enterprise Risk Management
• Senior Risk Managers
• Quality Assurance Executives
• Directors
• Executives
• Financial Controllers
• Procurement & Sourcing Managers
• Finance Personnel
• Internal Auditors & Accountant
• Strategic Planners
• Operations & Logistics Executives

Key Topics:
• Gain an understanding of the Concept of Conduct Risk, its Drivers and its relationship to protecting organizations.
• Understanding the Conduct Risk Framework and how it is applied in the context of Risk Management.
• Gain a practical understanding of examples of Conduct Risk failures through case studies including the role of regulation in Conduct Risk.
• Understand the relationship between Conduct Risk and Risk Culture and the role of Risk Culture in Conduct Risk.
• Understand the strategies for implementation of an Effective Conduct Risk Framework and Process.

2019 Speaker

Mohammed Salman Khan
Managing Director, Know Your Risk