Course 306 – Financial Markets Compliance and Regulation | FinanceMalta | 14 March 2018 | Malta Stock Exchange, Garrison Chapel, Castille Place, Il-Belt Valletta VLT 1063, Malta
Venue
Malta Stock Exchange
Malta Stock Exchange, Garrison Chapel, Castille Place, Il-Belt Valletta VLT 1063, Malta
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| Event Date |
Wed Mar 14 GMT - Wed Mar 21 GMT (almost 7 years ago)
In your timezone (EST): Wed Mar 14 12:00am - Wed Mar 21 12:00am |
| Location |
Malta Stock Exchange
Garrison Chapel, Castille Place, Il-Belt Valletta VLT 1063, Malta |
| Region | EMEA |
Details
This course aims to offer participants an overview of the regulatory and compliance landscape by introducing elements of the AIFMD, MiFID, and UCITS directives. Students will be provided a foundation to be able to understand financial regulation and compliance requirements of an MFSA licensed company. The course will explore the optimal compliance structure of a fund or management company including their basic legal structure, the fiduciary duties of a board of directors, investment committee, Mlro, and compliance officer. Furthermore various AIFMD policies will be discussed including risk management, remuneration, valuation, insider dealing polices, etc.
Speakers
2018 Speakers
Dr Marina Grech
Senior Associate at, GANADO Advocates_ Investment Services and Funds Department