EU-Asia Financial Services Dialogue and Dinner Reception 2018 | Asia Securities Industry & Financial Markets Association (ASIFMA) | 1 November 2018 | Marina Mandarin Singapore , Level 1, 6 Raffles Boulevard, Marina Square, Singapore 039594

This flagship annual event of ASIFMA is a high-level, industry-wide event, providing a unique opportunity for global and regional policy makers, senior regulators and industry representatives from both sell side and buy side to meet and discuss important issues impacting the development of Asia’s capital markets.

Continuing the collaboration from last year, we are once again working in conjunction with the EU-Asia Financial Services Forum hosted by IOSCO Asia-Pacific Regional Committee and the EU Commission that will take place in Malaysia on 31 October 2018 (the day prior to our annual event, and one-hour flight from Kuala Lumpur to Singapore). As such, many of the heads of regulatory agencies in Asia and senior EU Commission officials will be in town and this will continue to substantially increase the overall profile of this year’s event.

2018 Speakers

Mr. Rostin Behnam
Commissioner, US Commodity Futures Trading Commission (CFTC)

Mr. Toshio Tsuiki
Deputy Secretary General, Basel Committee on Banking Supervision (BCBS), Bank for International Settlements (BIS)

Mr. Bruno Cabrillac
Deputy Director General, Economics and International Relations, Banque de France

Ms. Wee Ling Phua
Director, Markets Policy & Infrastructure Department, Monetary Authority of Singapore (MAS)

Mr. G Mahalingam
Member of the Board (Commissioner), Securities and Exchange Board of India (SEBI)

Mr. Steve Luparello
General Counsel, Citadel Securities

Mr. Bruce Gosper
High Commissioner, Australian High Commission, Singapore

Mr. Jochen M. Schmittmann
Head, Singapore Representative Office, International Monetary Fund (IMF)

Mr. James Sullivan
Managing Director, Asia ex-Japan Equity Research and Head of APAC Telco Research, J.P. Morgan Securities

Mr. Steven Okun
Senior Advisor, McLarty Associates

Ms. Anushka Shah
Vice President, Senior Analyst – Sovereign Risk Group, Moody's Investors Service

Ms. Stefania Palma
Singapore Correspondent, Financial Times

Ms. Neena Gill
Member, European Parliament

Mr. Jenn-Hui Tan
Head of Capital Markets & Corporate Governance - Asia Pacific, Fidelity International

Mr. Michael Graham
Head of Emerging Markets Rates Trading, Asia Pacific, Goldman Sachs

Ms. Mathilde Mesnard
Deputy Director, Directorate for Financial and Enterprise Affairs, Organisation for Economic Co-operation and Development (OECD)

Mr. Benjamin Quinlan
CEO & Managing Partner, Quinlan & Associates

Mr. Andrew Douglas
Managing Director, Government Relations for Europe & Asia, DTCC and CEO of DTCC’s European Trade Repository

Mr. Hugh Young
Managing Director - Asia, Aberdeen Standard Investments

Ajai Kaul
CEO and Head of Client Group, Asia Pacific ex Japan, AllianceBernstein

Ms. June Wong
Senior Managing Director and Head of Asia ex-Japan, State Street Global Advisors

Mr. Charles Lin
Managing Director, Vanguard Investments Hong Kong Limited

Mr. Steven Carroll
Head of Investment & Advisory Market Development, Asia Pacific, Refinitiv

Mr. Trevor Persaud
Managing Director, Aprikot Investment Consulting

Mr. Alex Ng
Chief Investment Officer, Asia Pacific, BNP Paribas Asset Management

Ms. Sheila Nicoll
Head of Public Policy, Schroders

Mr. Eric Chng
Director, Head of Business Development, APAC, BNY Mellon Asset Servicing

Ms. Karen Lim
Managing Director, Southeast Asia Client Group, AllianceBernstein

Ms. Christy Goh
Director, Intermediary Business, First State Investments

Mr. Steven Billiet
Managing Director, CEO, Singapore, J.P. Morgan Asset Management

Ms. Stacy Lo
Partner, Lexcel Partners, Attorneys at Law

Mr. Nguyen Quang Long
Deputy General Director, Fund Managers and Securities Investment Funds Department, State Securities Commission of Viet Nam

Mr. Justin Ong
Partner, Asset and Wealth Management Industry Leader, Asia Pacific, PwC

Mr. Simon Brailey
Head of ETFs APAC, Fidelity International

Mr. Khairi Shahrin Arief bin Baki
CEO, i-VCAP Management

Mr. Curtis Tai
Director, Asia-Pacific ETF Sales & Trading, Jane Street

Ms. Carmen Cheung
Head of ETF, Hong Kong, Samsung Asset Management

Mr. Mun Fai Cheong
Vice President, SPDR ETFs Singapore, State Street Global Advisors

Mr. Armin P Choksey
Partner, Asian Investment Fund Centre and Market Research Leader, PwC

Ms. Eugenie Shen
Managing Director – Head of Asset Management Group, ASIFMA

Mr. Levin Holle
Director General, Financial Markets Policy Department, Federal Ministry of Finance, Germany

Mr. Antonio Carrascosa
Board Member, Director of Resolution Planning and Decisions, Single Resolution Board (SRB)

Mr. Benjamin Angel
Director, Treasury and Financial Operations, European Commission

Ms. Misa Labarile
Policy Coordinator Financial Services, DG FISMA, European Commission

Mr. Satoshi Izumihara
Deputy Director, International Capital Markets Regulation, International Affairs Office, Financial Services Agency of Japan (JFSA)

Mr. Seong Il Choi
Deputy Governor, Financial Supervisory Service, Korea

Mr. Jan Eger
Head of International Government and Regulatory Affairs, Refinitiv

Ms. Cathie Armour
Commissioner, Australian Securities & Investments Commission (ASIC)

Mr. Fabrice Filliez
Ambassador of Switzerland to Singapore, Embassy of Switzerland

Mr. Petr Jezek
Member, European Parliament

Mr. Peter Kruschel
Director, Banking Supervision, Federal Financial Supervisory Authority, Germany (BaFin)

Christine Kung Ms. Christine Kung
Senior Director, Head of International Affairs, Securities and Futures Commission of Hong Kong (SFC)

Mr. Nigel Phipps
Country Manager for the United Kingdom, Moody’s Investors Service ;
Managing Director, Government & Public Affairs Group, Moody’s Shared Services UK Ltd

Ms. Lyn I. Javier
Managing Director, Supervisory Policy Sub-Sector, Bangko Sentral ng Pilipinas

Mr. Mark Yallop
External Member of the Prudential Regulation Committee and of the Financial Market Infrastructure Board, Bank of England

Mr. Hirotaka Hideshima
Deputy Director-General, Financial System & Bank Examination Department, Bank of Japan

Mr. Gilles Noblet
Principal Adviser, Directorate General for International and European Relations, European Central Bank

Mr. Jean-Paul Servais
Chairman, Financial Services and Markets Authority, Belgium

Mr. Nickolas Reinhardt
Co-Founder and Director, Afore Consulting

Mr. Steven Maijoor
Chair, European Securities and Markets Authority (ESMA)

Mr. Ugo Bassi
Director, Financial Markets, DG FISMA, European Commission

Lee Mr. Boon Ngiap Lee
Assistant Managing Director, Capital Markets Group, Monetary Authority of Singapore (MAS)

Ms. Winnie Pun
Managing Director, Head of Public Policy – Asia Pacific, BlackRock

Ms. Jessie Pak
Managing Director - Asia, FTSE Russell Head of Asia Pacific, Information Services Division, London Stock Exchange Group

Mr. Jean-Paul Linschoten
Managing Director, Equities, HSBC

Mr. Chin Ping Chia
Managing Director and Head of Research, Asia Pacific, MSCI

Ms. Yixuan Wang
Chief Executive, China Innovation Market Service Ltd. ; Head of HK Subsidiary, Shenzhen Stock Exchange (SZSE)

Ms. Shuli Ren
Bloomberg Opinion Columnist, Asian Markets Bloomberg

Mr. Brad Gibson
Senior Vice President and Portfolio Manager, Fixed Income, AllianceBernstein

Ms. Phoebe Leung
Senior Vice President, Head of Sales & Marketing, Bond Connect Company Limited

Mr. Vincent Lee
Executive Director (External), Hong Kong Monetary Authority (HKMA)

Mr. Timothy Yip
Director, Head of Debt Capital Markets, HSBC Qianhai Securities Limited

Mr. Jonathan Hu
Executive Director, CEO, Pengyuan International

Mr. Kelly McKenney
Director, Head of Distribution for Asia (ex-Japan), Tradeweb

Mr. Tim Woodward
Head of Global Markets Compliance, Asia Pacific, BNP Paribas

Mr. Jonathan Wright
Senior Equity Trader, Capital Group

Mr. Ravi Varanasi
Chief Business Development Officer, National Stock Exchange of India (NSE)

Mr. Michael Syn
Executive Vice President and Head of Derivatives, Singapore Exchange (SGX)

Mr. Manu George
Senior Investment Director, Fixed Income, Schroders

Mr. Rajesh H. Gandhi
Partner, Deloitte Haskins & Sells LLP

Mr. Rudy Ingkiriwang
Director, Regional Network Management & Market Information - Citi Prime, Futures and Securities Services (PFSS), Asia Pacific, Citi

Mr. Jon Rout
Business Development Director for APAC, Digital Asset Holdings

Mr. Mark Vercruysse
Managing Director, Global Head of Relationship Management, DTCC

Mr. Gaetan Gosset
Head of Network Management - APAC & Middle East, Euroclear

Ms. Stephanie Smith
Head of Asia Pacific Operations and Chief Operating Officer, Asia, Goldman Sachs

Mr. Alexandre Kech
Director, Securities Market Infrastructures, APAC, SWIFT

Mr. Leng Ng
Director, Capital Markets, Fidelity International

Ms. Lin Shi
Managing Director, Joint Head of IPO Vetting, Hong Kong Exchanges and Clearing Limited (HKEX)

Mr. Marshall Nicholson
Head of Equity Capital Markets, Asia ex-Japan, Nomura

Ms. Denise Jong
Managing Partner – Asia Pacific, Reed Smith

Mr. Hank Erbe
Global Head of Strategic Relationship Management & Public Policy, Fidelity International

Mr. Iolaire Mckinnon
Senior Consultant - Security, Risk & Compliance, Amazon Web Services, Inc.

Mr. Jim Fitzsimmons
Director, Cyber Consulting, Control Risks

Mr. William Hallatt
Head of Financial Services Regulatory, Asia, Herbert Smith Freehills

Mr. David Leach
Managing Director, Head of Asia Pacific Cybersecurity & Technology Controls (CTC) and Head of Asia Pacific Enterprise Technology CTC, J.P. Morgan

Mr. Derek Ho
Assistant General Counsel, Privacy & Data Protection, Mastercard

Ms. Catherine Simmons
Managing Director, Head, Asia Pacific Government Affairs, Citi

Mr. Manish Kumar
Director, Finance & Risk Services - Singapore, Accenture

Mr. Thomas Eitenmueller
Managing Partner, Lucht Probst Associates (LPA)

Mr. Ashwin Chak
Managing Director, Chief Operating Officer, Mizuho Securities Asia Limited

Mr. John Baker
Managing Director and Chief Administrative Officer, Asia ex-Japan, Nomura

Mr. Nicolas Stum
Chief Operating Officer, Southeast Asia & India Societe Generale

Ms. Hannah Cassidy
Partner, Financial Services Regulatory, Hong Kong Herbert Smith Freehills

Mr. Sijukumar Kumaran
Director, Solution Architect - Financial Services and Innovation, Alibaba Cloud

Mr. Raphael Bouzy
CEO & Co-founder, Datarama

Mr. Kieran White
Digital and Electronic Lead, Global Markets Asia ex-Japan, Nomura

Ms. Sanjna Parasrampuria
Head - Refinitiv Labs, Asia, Refinitiv

Mr. Mak Judge
Vice President, Regulatory Policy (APAC), Barclays

Mr. Hugh Madden
Executive Director, CTO, Branding China Group ; Co-founder and CTO, ANX International

Mr. Satoshi Izumihara
Deputy Director, International Capital Markets Regulation, International Affairs Office, Financial Services Agency of Japan (JFSA)

Ms. Benedicte Nolens
Head of Regulatory Affairs for Asia and Europe & CCO for Asia, Circle ; Board Member, Hong Kong Fintech Association

Mr. Mark Brady
Executive Director, Venture Smart Asia Limited

Ms. Laurence Van der Loo
Senior Manager - Office of the CEO, ASIFMA

Mr. Pierre Van Peteghem
Treasurer, Asian Development Bank (ADB)

Mr. Hardik Shah
ESG Practice Lead, GMO

Mr. Mandar Parasnis
Global ESG Lead – Manufacturing, International Finance Corporation (IFC)

Mr. Grant Kirkman
Team Leader, Sustainable Development Mechanism Programme, UNFCCC

Ms. Jeanne Stampe
Head of Asia Sustainable Finance, Global Finance Practice Leadership Team, WWF Singapore

Mr. Eric Nietsch
Associate Director, Corporate Ratings, S&P Global Ratings

Mr. Jakub Michalik
Senior Officer, Corporate Affairs Department, European Securities and Markets Authority (ESMA)

Mr. William Hallatt
Head of Financial Services Regulatory, Asia, Herbert Smith Freehills

Mr. Mark Schaedel
Managing Director, Index Services, IHS Markit

Mr. Phil Shah
Director of Benchmarks, Asia Pacific, Refinitiv

Mr. Wayne Arnold
Executive Director - Head of Policy and Regulatory Affairs, ASIFMA

Mr. Mark Yallop
External Member of the Prudential Regulation Committee and of the Financial Market Infrastructure Board, Bank of England

Ms. Donna Wacker
Partner, Head of Contentious Regulatory and Contentious Insolvency, Clifford Chance

Ms. Natalie Curtis
Of Counsel, Financial Services Regulatory, Singapore, Herbert Smith Freehills

Mr. Patrick Pang
Managing Director - Head of Fixed Income and Compliance, ASIFMA

Ms. Yvonne Mok
Director, Intermediaries Supervision, Securities and Futures Commission of Hong Kong (SFC)

Mr. Jean-Remi Lopez
Director of Government Relations – Asia Pacific, DTCC

Mr. James Phillips
Global Head of Regulatory Strategy, Vermeg

Mr. Wouter Delbaere
Director - APAC Regulatory Solutions, Wolters Kluwer Financial Services

Mr. Mark Austen
CEO, ASIFMA

Mr. Eugene Goyne
Executive Director, Financial Services, Asia Pacific Regulatory Services, EY

Mr. Yam Ki Chan
Head of Cloud Public Policy, Asia Pacific, Google

Mr. James Kong
Managing Director, Head of Legal & Compliance, Mizuho Securities Asia Limited

Ms. Laurence Van der Loo
Senior Manager - Office of the CEO, ASIFMA

Ms. Ilka Vazquez
Partner, Financial Services Consulting, PwC

Mr. Ponlakrit Toonkamthornchai
Head of Account Management, ASEAN, Symphony Communication Services

Mr. James Wilkins
Executive Director, Head of Technology Risk – APAC, UBS

Mr. Patrick Pang
Managing Director - Head of Fixed Income and Compliance, ASIFMA

Ms. Sian Brown
Head of BI Chief Controls Office, Asia Pacific, Barclays

Mr. Anurag Mathur
Head of Retail Banking and Wealth Management, HSBC

Ms. Karen Loon
Partner, Assurance, Financial Services, and former Territory Diversity Leader, PwC

Ms. Julia Walker
Head of Market Development, Risk Management Solutions, Asia Pacific, Refinitiv

Ms. Corliss Ruggles
Executive Director - Head of Communications, ASIFMA

2018 Sponsors

GOLD SPONSORS:
• Citadel Securities
• DTCC
• HSBC
• IHS Markit
• J.P Morgan
• LPA
• Moody's Investors Service
• Nomura
• Refinitiv
• S&P Global Ratings

SILVER:
• ANZ
• EX eurex
• Herbert Smith Freehills
• ING
• Lexcel Partners
• Mizuho
• Pengyuan
• Societe Generale
• Tradeweb

DINNER SPONSORS:
• Barclays
• Citadel Securities
• DTCC
• Herbert Smith Freehills
• J.P Morgan
• London Stock Exchange Group
• LPA
• Moody's Investors Service
• Refinitiv

MEDIA PARTNERS:
• Asia First
• Asian Investor
• Breakingviews
• Corporate Treasurer
• Finance Asia
• Merger market
• Regulation Asia

ENDORSERS:
• abs
• Acts
• AFMA
• Brokers
• CAIA
• CFA Institute
• EU Asian
• European Chamber
• Euro Cham
• FIMMDA
• ICMA
• Imas
• JMFC
• KOFIA
• NZFMA
• PASLA
• SAS
• ThaiBMA