Fall 2018 Compliance Conference | ACA Compliance Group | 3 October 2018 | Hyatt Regency Scottsdale Resort and Spa at Gainey Ranch, 7500 E Doubletree Ranch Rd, Scottsdale, AZ 85258, USA
Venue
Hyatt Regency Scottsdale Resort and Spa at Gainey Ranch
Hyatt Regency Scottsdale Resort and Spa at Gainey Ranch, 7500 E Doubletree Ranch Rd, Scottsdale, AZ 85258, USA
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| Event Date | Wed Oct 3 EDT - Fri Oct 5 EDT (about 6 years ago) |
| Location |
Hyatt Regency Scottsdale Resort and Spa at Gainey Ranch
7500 E Doubletree Ranch Rd, Scottsdale, AZ 85258, USA |
| Region | Americas |
Details
Agenda At A Glance
• Disaster Recovery: Lessons Learned
• Third-Party Oversight: How Much is Enough?
• CCO Liability: How to Protect Yourself
• Creating and Implementing Information Barriers
• Cyber & Privacy Regulation: Updates and Building the Privacy Office
• Anti-Money Laundering: What Investment Advisers Should Know
• Private Equity Conflicts of Interest
• Recent Developments in Fees and Expenses
• Cyber Breaches: Lessons Learned, Incident Response, & Forensics
• Trading and Compliance with MiFID
Speakers
2018 Speaker
Jeff Lanza
Retired FBI Agent
Sponsors & Partners
2018 Sponsors & Exhibitor
• Sidley Austin
• Alliant/Mesirow Insurance Services
• Ashland Partners & Compnay
• backstop Solutions
• Battea
• Broadridge
• Global Relay
• Smarsh