FCA Investigations and Enforcement Summit 2022 | City and Financial Global | 6 December 2022 | Central London

The FCA Investigations and Enforcement Summit, taking place on 6th December, is a highly regarded annual event addressing the latest developments in the FCA’s enforcement agenda. This year’s event covers a number of new issues which have an impact on the risk of an investigation or enforcement action. These include the rise in online scams, cyber frauds and crypto risks including the risk to consumers and the risk of crypto being used for money-laundering, evading sanctions or other illicit purposes. With the cost of living crisis placing pressure on consumers, the focus will also be on consumer conduct and recent enforcement action in relation to customer communications and vulnerable customers. At a wholesale level it will also cover some of the recent market abuse cases and related risks. The Summit also provides guidance on managing the practicalities of an investigation including dealing with internal investigations, the scope and remit of the FCA’s powers, preserving and analysing evidence and dealing with the international dimension in cross-border investigations.

2022 Speakers

Mark Steward
Executive Director, Enforcement & Market Oversight, Financial Conduct Authority

Fleur Eysenck
Legal Counsel, Litigation, Investigations and Enforcement, Barclays

Angela Hayes
Partner, DAC Beachcroft

Yannick Cherel
Chief Compliance Officer, Zodia

Mitzi Pryce
Executive Director, Colleague Conduct, Standard Chartered

Myles McGuinness
Chief Executive Officer, Financial Markets Standards Board

Polly James
Partner, Bryan Cave Leighton Paisner

Irene Rey
Director, Conduct & Culture, TD Securities

Caroline Hunter-Yeats
Partner, Simmons & Simmons

Britt Johnston
Executive Director, Head of Conduct and Culture, Natixis

2022 Sponsor

• DAC Beachcroft