Financial and Operations Advisory Section Conference 2018 | IIROC - Investment Industry Regulatory Organization of Canada | 6 September 2018 | Delta Hotels by Marriott Prince Edward, 18 Queen St, Charlottetown, PE C1A 4A1, Canada
Venue
Delta Hotels by Marriott Prince Edward
Delta Hotels by Marriott Prince Edward, 18 Queen St, Charlottetown, PE C1A 4A1, Canada
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| Event Date | Thu Sep 6 EDT - Sun Sep 9 EDT (over 6 years ago) |
| Location |
Delta Hotels by Marriott Prince Edward
18 Queen St, Charlottetown, PE C1A 4A1, Canada |
| Region | Americas |
Details
The Financial and Operations Advisory Section Conference of the Investment Industry Regulatory Organization of Canada will be hosting its Annual Meeting and Conference.
The FOAS Conference brings together an array of senior financial officers, chief administrative officers, chief operating officers, chief financial officers, directors and vice presidents of finance and operations, making it the largest gathering of senior financial and operations decision-makers in the Canadian securities industry.
Speakers
2018 Speakers
Andrew J. Kriegler
President & CEO, IIROC
Jack Rando
Managing Director, Investment Industry Association of Canada (also moderator)
Benoit Carignan
Chief Operating Officer, Société Générale Capital Canada Inc.
Helen Hsia
VP and CCO, Canadian Shareowner investments Inc.
Scott Mackenzie
Chief Executive Officer, Fidelity Clearing Canada ULC
Peter Pacholko
Chief Operating Officer and Chief Financial Officer, Odlum Brown Limited
Steve Dowling
Acting Director, Office of the Superintendent of Securities, Consumer Corporate and Insurance Services Division
Darrell Campfield
Vice President, Strategic Solutions, Broadridge
Kimberley Muise
Vice President, Business Development, CANNEX
Brian Gelfand
Chief Commercial Officer, CDS/CDCC
Karen Adams
President and CEO, Fundserv Inc.
Aidan Coulter
Senior Strategic Outreach Manager, Fundserv
Jean Dimarco
Director Operations Retail Services, Fidelity Clearing Canada ULC
Andrew Kerrison
Director, Brokerage Operations, Questrade
Niki Prodanovic
Principal, Canadian Operations & Service, Edward Jones
Moderator
Marsha Gerhart
Vice President, Member Regulation Policy, IIROC
Darrell Campfield
VP, Strategic Solutions, Broadridge
Richard Carleton
Chief Executive Officer, Canadian Securities Exchange
Laurence Rose
President & CEO, CoinBorse Inc.
Wendy Rudd
SVP, Member Regulation and Strategic Initiatives, IIROC
Bryan Moffitt
Chief Operating Officer, Fidelity Clearing ULC
Bob Sellars
Chair, FOAS
Ciro Mirabella
Director, Financial and Operations Compliance, IIROC
Katie McGarry
Partner, Audit, Financial Services, KPMG
Steven Sharma
Audit Partner, KPMG
Suzanne Lasrado
Manager Financial and Operations Compliance, IIROC
Sponsors & Partners
2018 Sponsors
PLATINUM:
• Broadridge
GOLD:
• BMO Capital Markets
• Computershare
SILVER:
• Appway
• Avisowealth
• Canadian Western Trust
• Cannex
• Croesus
• Doxim
• Fidelity Investments
• FundServ
• International Financial Data Services
• Kpmg
• National Bank
• Raymond James
• Rbc Investor & Treasurt Services
• Rpm Technologies
• Tmx