Financial Crime Summit 2024 - New York | 1LoD | 27 February 2024 | etc.venues 360 Madison, 360 Madison Ave, New York, NY 10017

It is a unique opportunity to hear from leading banking practitioners who are pioneering best practice in tackling economic crime globally.

Plenary sessions will highlight how strategic objectives can be achieved, focusing on how financial crime teams are moving away from technical compliance to a function that actively combats crime, how all three lines of defence can help achieve an optimum operating model for financial crime prevention, and how banks are establishing effective public-private collaboration. Throughout the day, streamed sessions will drill down into latest thinking and practices for AML, KYC, Fraud, ABC and Sanctions with plentiful opportunity for practitioners to network with their peers at private roundtable discussions.

Financial crime teams are under pressure to increase efficiencies and implement technology and automation to reduce costs. Attend this summit to hear how global leaders are leveraging technology, data, collaboration and organisational structure for maximum impact.

Key Features:

• Keynote addresses from international regulators and public sector agencies e.g. law enforcement
• Panel discussions featuring senior practitioners within banks working to tackle financial crime
• Networking roundtables for interactive discussions on key themes and topics
• Two comprehensive streams focusing on specific financial crime functions
• Breakfast briefings to facilitate senior peer-to-peer discussions
• Quickfire presentations, case studies and product presentations
• Opportunities for Q&A with select speakers in a boardroom setting
• Networking drinks at the end of the day

You will learn how to:

• Optimise the operating model and determine the roles of all three lines of defence
• Increase efficiencies and reduce costs
• Actively fight financial crime rather than purely meet technical compliance
• Leverage technology and automation to maximise efficiencies and cost savings
• Enhance collaboration, coordination and integration within the organisational structure
• Develop enhanced intelligence and data sharing strategies
• Facilitate data sharing across diverse financial crime teams

Who Attends:

Financial Crime Function Managing Directors, Directors & Heads of: Financial Crime, Anti-Fraud, Anti-Money Laundering (AML), Anti-Bribery & Corruption (AB&C), Sanctions, Know Your Customer (KYC)
Client Due Diligence (CDD), Financial Crime Intelligence, Financial Crime Investigations (Unit), Transaction monitoring, MLRO, SMF17

1LoD - COOs and Business Managers (Front Office), Chief Administrative Officers
Managing Directors, Directors, Head of: Risk/Risk Assessment, Control Testing, Market Abuse Surveillance Functions, Front Office Risk and Control
2LoD - Managing Directors, Directors, Head of: Compliance, Compliance Testing / Compliance Monitoring, Risk Technology, Operational Risk, Surveillance / Compliance Surveillance, Market Abuse
Surveillance Functions, Legal, Financial Crime Legal, Regulatory Risk
3LoD - Chief Internal Auditors, Managing Directors, Directors & Heads of Internal Audit, Heads of Financial Crime Internal Audit, Governance and Control Audit, Compliance Audit, Regulatory Audit, Change Audit

2023 Past Speakers

Ruth Bailey
Managing Director, ICG Risk & Controls: Financial Crime Lead, Citigroup

John Baskott
Co-Founder, 1LoD

David Blunt
Consultant, 1LOD

Daniel Boylan
Principal, KPMG

Gregory J. Calpakis
Acting Director, Bank Secrecy Act/Anti-Money Laundering Policy, Bank Supervision Policy, Office of the Comptroller of the Currency

Mark Carawan
Former Group Chief Compliance Officer, Citigroup; and Senior Advisor, 1LOD

Brandon Carl
Executive Vice President, Product Strategy, Smarsh

Tushar Chahal
Managing Director, Technology and Innovation Functions, Standard Chartered Bank

Kevin Choi
Managing Director and Deputy BSA/AML Officer, SMBC

Stuart Davis
Executive Vice President and Global Head, Financial Crimes Risk Management, Scotiabank

Edward DiPaolo
Former Managing Director, Head of Internal Audit Practices, J.P. Morgan Chase

Kimberly Ekwemoha
Vice-President, US Chief Anti-Money Laundering Officer and Global Sanctions, CIBC

Adam Fate
Managing Director, Global Financial Crimes, Morgan Stanley

Ivy Gong
Managing Director, Global Head of Fraud Operations , Morgan Stanley

Polly Greenberg
Managing Director, Global Head of Program Management, Global Financial Crimes Division, MUFG

Philippe Guiral
Regulatory & Compliance Lead, Accenture

Tom Hardin
The lead FBI informant at the heart of the Galleon Group insider trading scandal, Tipper X Advisors

Adrienne Harris
Superintendent, New York Department of Financial Services

Andrew Jensen
Managing Director and Global Head, Global Sanctions & Screening, Scotiabank

Tom Keegan
Principal, Head of US Financial Crimes & Analytics & US Financial Crimes Managed Services, KPMG

Bari Koss
Head of Institutional Securities and Investment Management Financial Crimes Advisory, Global KYC Advisory, Morgan Stanley

Nick Leeson
'The Original Rogue Trader', Former Barings Trader

Michael Lieberman
Assistant Director for Enforcement, Office of Foreign Assets Control (OFAC), U.S. Department of the Treasury

Chris Ludwig
Managing Director, Financial Crime Compliance, Protiviti

Golam Mainuddin
Managing Director, Global Head of Surveillance, Barclays

Herbert Mazariegos
Enterprise Chief BSA/AML Officer, BMO Financial Group

John McCarthy
Chief Compliance Officer, ING Financial Markets LLC

Stevenson Munro
Managing Director, Global Head, Economic Sanctions Compliance and FCC Emerging Threats, Standard Chartered Bank

Irwin Nack
Managing Director, Deputy Head Financial Crime Prevention (Americas), UBS

Deleep Nair
Head of Solution Engineering, NAM, SymphonyAI Sensa

Dr. Roger Noon
Senior Moderator, 1LOD

Myeong Park
Managing Director, Compliance, Conduct and Fraud Audit, Barclays

Chris Prokop
Senior Vice President, Chief AML & Sanctions Officer, Capital One

C. Michael Raffa
Global Head of Financial Crimes Compliance, State Street

Mathieu Rebois
Managing Director, Head of AML Transformation, BNY Mellon

James Reese
Vice President, FINRA

Michael Rufino
Co-Head, Broker-Dealer and Exchange Examination Program, U.S. Securities and Exchange Commission (SEC)

Dina Santos
Assistant Special Agent in Charge, El Dorado Task Force, Finance Management Division, Homeland Security Investigations

Rosalind Secker-Walker
Executive Director, Americas Head of Delivery, Delta Capita

Andrea Sharrin
Managing Director, Head of Financial Crime for the Americas and Investment Bank, Barclays

James Short
Managing Director, Global Head of FCRM, Global Banking and Markets and Enterprise Head of Anti Bribery and Corruption, Scotiabank

Edward Starishevsky
Global Head of Sanctions and Anti-Corruption, American Express

Jim Stubbs
Managing Director, Global Head AML Programs, State Street

Patricia Sullivan
Global Head Financial Crime & Compliance, Business Control and Oversight for CB/IB, Deutsche Bank

Evan Weitz
Managing Director, Global Head of Transaction Monitoring, BNY Mellon

Aaron Wolf
Managing Director, Deputy Head of Anti-Financial Crime, Americas, Deutsche Bank

David Woods
Risk & Compliance Applied Intelligence Lead-Global, Accenture