Financial Services and SMCR Regulatory Update for HR Specialists 2023 | Goodacre UK | 5 December 2023 | TBA, TBA

Recent and proposed changes to the regulatory requirements have significant implications for those responsible for and working in Human Resources. This webinar will focus on the changes to the Senior Managers and Certification Regime (SMCR), the impact of the Consumer Duty and the regulatory stance on corporate culture. The session has been designed to provide a review and update of these changes from the HR perspective

Topics

• Review of the UK financial services regulatory framework and the regulatory requirements governing people
• Recent and proposed changes to the Senior Managers and Certification Regime
• Recent and proposed changes to the Senior Managers Regime
• Recruitment and initial Fit and Proper assessment
• Changes to the Conduct Rules
• Maintaining competence and Fit and Proper reassessment
• Remuneration and reward
• Other HR considerations
• Culture, diversity and inclusion

Who should attend?

This webinar is intended for HR professionals and those responsible for HR activities in their firms. It is ideally suited for those who may have attended an introductory session on financial services regulation and the SMCR previously. This event is equally appropriate for staff from firms which are either solo regulated (FCA) or dual regulated (PRA and FCA).