FINRA Institutional Conference 2019 | World FIRA...

Venue

Crowne Plaza Times Square Manhattan

Crowne Plaza Times Square Manhattan, 1605 Broadway, New York, NY 10019, USA

What is Qwoted?

Qwoted is a free expert network: we help reporters connect with experts & we help those same experts build relationships with top reporters.

Learn more

Event Date	Wed Sep 11 EDT (over 5 years ago)
Location	Crowne Plaza Times Square Manhattan 1605 Broadway, New York, NY 10019, USA
Region	Americas

Details

FINRA’s Institutional Conference brings together industry experts, executives and policymakers to share their specialized knowledge and experiences on topics affecting institutional firms across the country. This one-day conference is designed to facilitate meaningful dialogue on a range of topics in an educational format that encourages the exchange of ideas and opinions. The conference also offers participants opportunities to interact, share effective practices and learn from representatives from institutional firms, regulators and exhibitors.

Speakers

2019 Speakers

William (Bill) St. Louis
FINRA Northeast Region

Jeffrey (Jeff) Herrmann
FINRA New York District Office

Jill Ostergaard
Exo Securities LLC

Jonah Arcade
FINRA New York District Office

Joshua (Josh) Greenstein
Puma Capital

Philip (Phil) Shaikun
FINRA Office of General Counsel

Carmine Venezia
Goldman Sachs & Co

Jason Foye
FINRA Anti-Money Laundering Investigative Unit

Katherine (Kate) Johnson
FINRA Anti-Money Laundering Investigative Unit

Joan (Joanie) Jones
Piper Jaffray & Co.

Marianne Paoli
HSBC Securities (USA), Inc.

Scott Gilbert
FINRA New York District Office

Gary Distell
Guggenheim Securities, LLC

Rajesh Mirchandani
FINRA Market Regulation

Ornella Bergeron
FINRA Office of Risk Oversight and Operational Regulation

Gene DeMaio
FINRA Market Regulation

John Edmonds
FINRA New York District Office