FINRA's 2024 Priorities | SIFMA | 1 February 2024 | Sidley Austin LLP, 787 7th Avenue, New York, NY 10019, USA
Venue
Sidley Austin LLP
Sidley Austin LLP, 787 7th Avenue, New York, NY 10019, USA
What is Qwoted?
Qwoted is a free expert network: we help reporters connect with experts & we help those same experts build relationships with top reporters.
| Event Date | Thu Feb 1 EST (11 months ago) |
| Location |
Sidley Austin LLP
787 7th Avenue, New York, NY 10019, USA |
| Region | Americas |
Details
The SIFMA Compliance & Legal Society is hosting a conversation to explore the event and examination findings with FINRA executives. The leading forum for compliance and legal professionals working in the financial services industry. With a rich 50+ year history, it provides a unique opportunity for industry leaders and regulators to come together to share information and collaborate with the goal of ensuring our capital markets are the most fair, transparent and ethical in the world.
Speakers
2024 Speakers
WELCOME REMARKS:
Scott C. Kursman
Managing Director and Chief Compliance Officer, Citigroup Global Markets, Inc. and President, SIFMA C&L Society
FEATURED SPEAKERS:
Saima Ahmed
Executive Vice President and General Counsel, SIFMA
Stephanie Dumont
Executive Vice President and Head of Market Regulation and Transparency Services, FINRA
Greg Ruppert
Executive Vice President, Member Supervision, FINRA
Bill St. Louis
Executive Vice President and Head of Enforcement, FINRA
Sponsors & Partners
2024 Partners
VENUE PARTNER:
• Sidley
STRATEGIC PARTNERS:
• BetaNXT
• Broadridge
• Deloitte
• EY
• FICO
• Fidelity Investments
• FIS
• KPMG
• PWC