FMS Regional Conference 2018 | Securities Industry and Financial Markets Association (SIFMA) | 13 June 2018 | Hyatt Centric Chicago Magnificent Mile, 633 N St Clair St, Chicago, IL 60611, US

Each year, the SIFMA FMS Regional Conference gathers financial management leaders, professionals, and regulators to discuss the latest developments in securities finance, regulation, accounting and tax. Join us to collaborate with industry leaders and peers, and to engage in key discussions with regulatory agencies including the SEC and FINRA.

2018 Speakers:

Anthony Stucchio
Managing Director, COO- DCRO America's Head & Chief Operations Officer, Deutsche Bank Securities Inc.

Paul J. Nockels
Partner, Assurance Services, RSM US LLP

Rob Massey
Tax Partner, Deloitte & Touche LLP

David Aman
Senior Advisor, FINRA

Marlon Q. Paz
Partner, Seward & Kissel LLP

Tim Williams
Principal, Ernst & Young LLP

Wendy Rick
Group Leader, Account Billing / Recon Control, Edward Jones

Patrick Roach
Director and Chief Financial Officer, ING Financial Markets LLC

Gregg Fuesel
Director, Regulatory Reporting, TD Ameritrade, Inc.

Brian S. Wesbury
Chief Economist, First Trust Advisors L.P.

Joseph Nocera
Principal, PwC

Andrew Innocenti
Special Agent, FBI – Chicago Division

Jerald Tillery
Vice President Cyber Security Architecture and Engineering, Options Clearing Corporation

Bill Wollman
Executive Vice President, Member Regulation - Regulatory Oversight & Operational Regulation, FINRA

Kenneth E. Bentsen, Jr.
President and CEO, SIFMA

Kenneth E. Bentsen, Jr.
President and CEO, SIFMA

Paul E. Purcell
Chairman, Robert W. Baird & Co.

Aileen Wright Bacon
Executive Director, Advisory Services, Ernst & Young LLP

Robert F. Cullen III
Principal, Internal Audit, Edward Jones

Kristine Gaeta
Vice President, Internal Audit, Charles Schwab & Co., Inc.

Bill Hard
Internal Audit Director, William Blair

Daniel T. McIsaac
Director, Advisory Practice, KPMG LLP

Timothy C. Fox
Branch Chief, Division of Trading and Markets, U.S. Securities and Exchange Commission

Thomas J. Smith
Deputy Director, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission

Bill Wollman
Executive Vice President, Member Regulation - Regulatory Oversight & Operational Regulation, FINRA

2017 Speakers:

Joseph D’Auria
President, SIFMA Financial Management Society, Managing Director, Corporate Division, Jefferies LLC

Paul J. Nockels
Partner, RSM US LLP

Grace Vogel
Managing Director, Financial Services Advisory Practice, PwC

Stephen J. Bushmann
Managing Director and Chief Financial Officer, Stifel Nicolaus

Daniel Dufresne
Global Treasurer, Citadel

Thomas K. McGowan
Associate Director, Division of Trading and Markets, Office of Broker­Dealer Finances, U.S. Securities and Exchange Commission

Billy Dunne
Senior Manager, Deloitte & Touche LLP

Derek Bradfield
Partner, Deloitte & Touche LLP

Karen Proietti
Managing Director, Corporate Accounting Policy Group, Charles Schwab Corporation

Keith Wenk
Director of Regulatory Reporting, External Reporting, & Risk, Edward Jones & Co., Inc.

Gregg Fuesel
Director of Regulatory Reporting, TD Ameritrade, Inc.

John M. Roberts
Senior Vice President, Director of Research and Real Estate Investment Trusts (REITs) Senior Analyst, Hilliard Lyons

Carter K. McDowell
Managing Director and Associate General Counsel, SIFMA

Michelle Zahler
Partner, Tax, Ernst & Young

John Hallmark
Director, Office of Policy Group, Ernst & Young

Jeff Levey
Executive Director, Washington Council, Washington Council Ernst & Young (WCEY)

Amy C. Shelly
Senior Vice President and Chief Financial Officer, Options Clearing Corporation

Craig S. Donohue
Executive Chairman and Chief Executive Officer, Options Clearing Corporation

Steven Goldberg
Director, Advisory Practice, Grant Thornton LLP

Merlin T. Grim
Senior Managing Director, Chief Risk & Operations Officer, BB&T Securities, LLC

Ann McCague
Managing Director, Global Head of Compliance, Piper Jaffray & Co.

David Svenson
Director of IT Audit, TD Ameritrade Inc.

Daniel T. McIsaac
Director, Financial Services Capital Markets Regulatory Risk Practice, KPMG LLP

Michael A. Macchiaroli
Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission

Anna Tvishor
Information Security Risk Management Specialist, Federal Reserve Bank of Chicago

William Wollman
Executive Vice President, Member Regulation, Risk Oversight and Operational Regulation, FINRA

2018 Sponsors:

PLATINUM:
• EY
• RSM

SILVER:
• BMO Harris Bank
• Dash Regulatory Technologies
• Deloitte
• KPMG

BRONZE:
• Broadridge

SIFMA'S STRATEGIC:
• Accenture
• Broadridge
• Deloitte
• EY
• Fidelity Investments
• Hearsay Systems
• IBM
• PwC
• TATA Consultancy Services