FSI CEO Roundtable 2023 (A) | Financial Services Institute | 19 September 2023 | TBA, Wahington, D.C

A clear mission to ensure that all individuals have access to competent and affordable financial advice, products and services delivered by a growing network of independent financial advisors and independent financial services firms.

Everything we do starts and ends with working to create a healthier, more business-friendly regulatory environment for our members, the independent financial services firms and independent financial advisors who provide affordable, unbiased advice to hard-working Main Street Americans.

Our Accomplishments
Total concentration on advocacy in Washington, D.C. and throughout the U.S. delivers the highest possible return on investment for our members. In the last few years, we have:
Protected
access to your advice that would have been banned by outlawing commissions

Stopped
You from being forced to become an employee of your broker dealer

Grown
Our voice in Washington, D.C. and the states by doubling financial advisor membership

Protected
Access to your advice that would have been banned by outlawing commissions

Secured
A seat at the regulatory table by electing dozens of FSI members to FINRA committees

2023 Sponsors

AMBASSADOR SPONSORS:
• BNY Mellon Pershing
• Fidelity Investments
• The Wall Street Journal

PREMIER SPONSORS:
• BlackRock
• Broadridge
• Capital Group American Funds
• Envestnet
• Orion Advisor Solutions
• Sammons Institutional Group
• SEI

SPPONSORS:
• AdvicePay
• Advisor360
• Allianz Life Financial Services, LLC
• Alternative Investment Exchange
• Apollo Global Management
• Aon Risk Solutions
• Arthur J. Gallagher & Co.
• Ashar Group
• AssetMark, Inc.
• Athene
• Beacon Strategies, LLC
• Bluerock Capital Markets, LLC
• CAIS
• Capital Rock
• Carter Funds
• Charles River Development
• Clark Capital Management Group, Inc.
• Corebridge Financial Distributors
• Disability Specialists, Inc.
• Docupace Technologies
• Equitable
• FactSet
• Freeman, Mathis & Gary, LLP
• Halo Investments
• Haven Tower
• Hexure
• Hines Securities, Inc.
• Inland Real Estate
• Intelliflo/Redblack Software, LLC
• Invesco
• iPipeline
• Jackson
• JS Held LLC
• Kessler Collins P.C.
• Lincoln Financial Group
• Marshall Dennehey
• MyVest
• NexPoint Securities
• O’Hagan Meyer LLP
• Oyster Consulting
• Paperclip, Inc.
• Parker Hudson
• Passco
• Pension Resource Institute, LLC
• Pontera
• Practifi
• Preferred Capital Securities
• ProNvest
• Prudential Annuities
• Putnam Investments
• RegEd, Inc.
• Schwab Asset Management
• Smarsh
• Smartx Advisory Solutions
• Susan Burton Consulting, LLC
• Sycamore Company
• The Pacific Financial Group
• The Pinnacle Group
• Transamerica Capital, Inc.
• Vestmark
• YCharts