Fund Intelligence Fund Leaders Summit San Francisco 2018 | Pageant Media Limited | 6 November 2018 | The Westin St. Francis San Francisco on Union Square, 335 Powell St, San Francisco, CA 94102, USA

The FI Fund Leaders Summit San Francisco is a new one day event, bringing together key executives from throughout the mutual fund space, exploring areas of overlap on topics including regulatory oversight, technology, cybersecurity, transforming operational infrastructure and optimizing your due diligence process.

Key Reasons to Attend?
• Discuss with industry leaders about all the latest operational challenges and opportunities; including vendor management, cybersecurity and legacy systems.
• Explore the current regulatory landscape and gain insights into what future impact the SEC’s new focus will have on the industry.
• Gain actionable advice on how to run your fund more efficiently by implementing new technologies such as artificial intelligence and blockchain.
• Exchange ideas on how compliance, operations, tech and board members can run the back office to the best of its ability.

2018 Speakers

Mazi Bahadori
Chief Compliance Officer, Swell Investing

Paul Ellenbogen
Vice President, Regulatory and Compliance Group, Broadridge

Keith Hartstein
Independent Director, Prudential Retail Funds

Teresa Nilsen
President and Chief Operating Officer, Hennessy Funds

Jeremy Pendrey
Assistant Regional Director, Asset Management Unit, SEC

Charles Ragauss
Managing Director, Exponential ETFs

Kristin Snyder
Associate Regional Director, SEC

Kathy Wheadon
President & Founder, Clarelane Consulting

2018 Sponsor

• Broadridge